Adviser Profile

AUM* 2,448,559,106 15%
of that, discretionary 2,448,559,106 15%
Number of Employees 11
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 1,442,025 11%
% High Net Worth 67.70% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 1B 700M 350M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name SPICER JEFFRIES LLP Filing Date10/22/2025 Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES LLP Filing Date11/13/2024 Form ADV-E View Report
Accounting Firm Name SPICER JEFFRIES LLP Filing Date10/04/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$128,810,668 % Position11.00% $ Change20.00% # Change507.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$100,966,965 % Position8.00% $ Change11.00% # Change0.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$57,382,208 % Position5.00% $ Change15.00% # Change296.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$47,180,907 % Position4.00% $ Change21.00% # Change9.00%
Stck Ticker464287598 Stock NameISHARES TR $ Position$52,260,458 % Position4.00% $ Change18.00% # Change4.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$48,361,402 % Position4.00% $ Change4.00% # Change4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$35,794,384 % Position3.00% $ Change74.00% # Change52.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$34,564,090 % Position3.00% $ Change4.00% # Change4.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$19,703,768 % Position2.00% $ Change11.00% # Change4.00%
Stck Ticker02507A606 Stock NameAMERICAN CENTY ETF TR $ Position$20,210,670 % Position2.00% $ Change16.00% # Change0.00%

Brochure Summary