Adviser Profile
| As of Date | 03/30/2026 |
| Registration | SEC, Approved, 01/25/1990 |
| ADV Location | SAN FRANCISCO, CA, United States |
| Contact Info | 800 xxxxxxx |
| Websites |
| AUM* | 1,721,025,914,896 57% |
| of that, discretionary | 1,697,040,740,565 58% |
| Number of Employees | 946 10% |
| of those in investment advisory functions | 175 -6% |
| Private Fund GAV* | 0 |
| Avg Account Size | 2,009,143 -44% |
| % High Net Worth | 18.03% -4% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
- An investment adviser (or subadviser) to an investment company
- An investment adviser (or subadviser) to an investment company
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Reported AUM
1,697B
1,455B
1,212B
970B
727B
485B
242B
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name DELOITTE & TOUCHE, LLP | Filing Date01/23/2026 | Form ADV-E View Report |
| Accounting Firm Name DELOITTE & TOUCHE, LLP | Filing Date02/24/2025 | Form ADV-E View Report |
| Accounting Firm Name DELOITTE & TOUCHE LLP | Filing Date01/19/2024 | Form ADV-E View Report |
| Accounting Firm Name DELOITTE & TOUCHE LLP | Filing Date04/17/2023 | Form ADV-E View Report |
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$29,332,080,141 | % Position4.00% | $ Change13.00% | # Change-1.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$32,055,617,855 | % Position4.00% | $ Change14.00% | # Change0.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$19,484,488,524 | % Position3.00% | $ Change0.00% | # Change0.00% |
| Stck Ticker023135106 | Stock NameAMAZON COM INC | $ Position$15,736,597,991 | % Position2.00% | $ Change13.00% | # Change-1.00% |
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$14,644,592,948 | % Position2.00% | $ Change24.00% | # Change0.00% |
| Stck Ticker11135F101 | Stock NameBROADCOM INC | $ Position$12,594,394,510 | % Position2.00% | $ Change21.00% | # Change-1.00% |
| Stck Ticker02079K107 | Stock NameALPHABET INC | $ Position$11,524,498,952 | % Position2.00% | $ Change24.00% | # Change1.00% |
| Stck Ticker808524771 | Stock NameSCHWAB STRATEGIC TR | $ Position$11,661,558,510 | % Position2.00% | $ Change0.00% | # Change-11.00% |
| Stck Ticker808524300 | Stock NameSCHWAB STRATEGIC TR | $ Position$4,127,969,041 | % Position1.00% | $ Change226.00% | # Change180.00% |
| Stck Ticker808524755 | Stock NameSCHWAB STRATEGIC TR | $ Position$7,444,653,055 | % Position1.00% | $ Change6.00% | # Change-1.00% |