Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 02/16/1990
ADV Location MOBILE, AL, United States
Contact Info (25 xxxxxxx
Websites
AUM* 323,170,676 -2%
of that, discretionary 323,170,676 -2%
Number of Employees 5 67%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 774,990 0%
% High Net Worth 30.26% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

343M 294M 245M 196M 147M 98M 49M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$17,257,542 % Position7.00% $ Change48.00% # Change-2.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$11,189,482 % Position5.00% $ Change30.00% # Change0.00%
Stck TickerG7997R103 Stock NameSEAGATE TECHNOLOGY HLDNGS PL $ Position$10,585,085 % Position4.00% $ Change143.00% # Change-1.00%
Stck Ticker842587107 Stock NameSOUTHERN CO $ Position$7,502,111 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$7,761,820 % Position3.00% $ Change4.00% # Change0.00%
Stck Ticker219350105 Stock NameCORNING INC $ Position$7,320,879 % Position3.00% $ Change88.00% # Change0.00%
Stck Ticker126408103 Stock NameCSX CORP $ Position$6,465,744 % Position3.00% $ Change16.00% # Change0.00%
Stck Ticker231021106 Stock NameCUMMINS INC $ Position$6,831,839 % Position3.00% $ Change32.00% # Change0.00%
Stck Ticker244199105 Stock NameDEERE & CO $ Position$7,932,984 % Position3.00% $ Change12.00% # Change0.00%
Stck Ticker12503M108 Stock NameCBOE GLOBAL MKTS INC $ Position$4,555,887 % Position2.00% $ Change-14.00% # Change0.00%

Brochure Summary