Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 12/06/2016
Contact Info (60 xxxxxxx
Websites
AUM* 198,182,483 40%
of that, discretionary 198,182,483 40%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 1,065,497 -47%
% High Net Worth 73.13% 38%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

198M 170M 142M 113M 85M 57M 28M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$64,145,720 % Position42.00% $ Change15.00% # Change0.00%
Stck Ticker921937827 Stock NameVANGUARD BD INDEX FDS $ Position$16,650,749 % Position11.00% $ Change7.00% # Change7.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$16,571,339 % Position11.00% $ Change19.00% # Change504.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$13,351,892 % Position9.00% $ Change12.00% # Change0.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$12,874,714 % Position8.00% $ Change12.00% # Change1.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$11,024,225 % Position7.00% $ Change5.00% # Change6.00%
Stck Ticker922908652 Stock NameVANGUARD INDEX FDS $ Position$6,670,401 % Position4.00% $ Change21.00% # Change1.00%
Stck Ticker92206C102 Stock NameVANGUARD SCOTTSDALE FDS $ Position$5,734,197 % Position4.00% $ Change-9.00% # Change-8.00%
Stck Ticker464288414 Stock NameISHARES TR $ Position$2,483,738 % Position2.00% $ Change1.00% # Change0.00%
Stck Ticker464288158 Stock NameISHARES TR $ Position$2,454,772 % Position2.00% $ Change0.00% # Change0.00%

Brochure Summary