Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 01/21/2011
Other registrations (1)
ADV Location RAMSEY, NJ, United States
Contact Info 201 xxxxxxx
Websites
AUM* 642,604,900 33%
of that, discretionary 614,802,172 34%
Number of Employees 8 -20%
of those in investment advisory functions 4 -33%
Private Fund GAV* 0
Avg Account Size 511,221 19%
% High Net Worth 58.97% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

615M 527M 439M 351M 263M 176M 88M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker72201R775 Stock NamePIMCO ETF TR $ Position$40,827,005 % Position10.00% $ Change3.00% # Change3.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$28,143,570 % Position7.00% $ Change3.00% # Change3.00%
Stck Ticker46138J791 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$25,893,885 % Position6.00% $ Change1.00% # Change1.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$24,624,570 % Position6.00% $ Change6.00% # Change-1.00%
Stck Ticker464287606 Stock NameISHARES TR $ Position$23,843,358 % Position6.00% $ Change15.00% # Change-2.00%
Stck Ticker74255Y607 Stock NamePRINCIPAL EXCHANGE TRADED FD $ Position$13,586,091 % Position3.00% $ Change20.00% # Change-2.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$10,587,745 % Position3.00% $ Change40.00% # Change-7.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$9,831,081 % Position2.00% $ Change43.00% # Change-6.00%
Stck Ticker025072604 Stock NameAMERICAN CENTY ETF TR $ Position$9,400,953 % Position2.00% $ Change18.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,246,005 % Position2.00% $ Change15.00% # Change1.00%

Brochure Summary