9AT: RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT,INC.

RAINIER INVESTMENT MANAGEMENT, INC.

Adviser Profile

As of Date	06/23/2026
Registration	SEC, Approved, 12/07/1989
ADV Location	SEATTLE, WA, United States
Contact Info	206 xxxxxxx
Websites

AUM^*	581,139,481 -31%
of that, discretionary	581,139,481 -31%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	145,284,870 4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

5B 5B 4B 3B 2B 2B 752M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Advisory Firm Rainier Investment Management, LLC (“Rainier”) is an SEC-registered investment adviser that commenced operations in 1989, but its roots extend back to 1973 through predecessor organizations. Rainier is wholly owned by Manning & Napier Group, LLC, and indirectly owned and controlled by Callodine MN Holdings, Inc., the majority interest of which is beneficially owned and controlled by Callodine Group, LLC and its founder James Morrow. East Asset Management, LLC and its owners Terrence and Kim Pegula, also beneficially own a substantial interest in Callodine MN Holdings, Inc. Advisory Services Rainier has experience and a strong background in providing investment advisory and sub- advisory services with respect to a range of institutional separate account clients, registered pooled investment vehicles and collective investment trust funds. Rainier provides tailored advisory services focused on delivering the International Small Cap strategy through:
• Investment advisory services to discretionary separately managed account

clients,
• Investment advisory services to the Rainier International Small Cap Collective Investment Trust,
• Sub-advisory services to the Rainier International Discovery Series of the Manning & Napier Fund, Inc., an affiliated open-end mutual fund company to which Manning & Napier Advisors, LLC (“MNA” or “Manning & Napier”) serves as advisor,
• Sub-advisory services to separately managed account clients who have a direct advisory relationship with MNA, and
• Model portfolio delivery. Tailoring of Advisory Services All accounts in the same strategy are managed in a substantially similar manner. However, Rainier will manage to client imposed written restrictions or guidelines, which will cause accounts in the same strategy to hold different positions and to achieve different performance results. For example, a separate account client may restrict the purchase of certain securities, such as tobacco stocks. Assets under Management As of December 31, 2023, Rainier managed $840,282,836 on a discretionary basis.

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT,INC.

RAINIER INVESTMENT MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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RAINIER INVESTMENT MANAGEMENT LLC RAINIER INVESTMENT MANAGEMENT LLC RAINIER INVESTMENT MANAGEMENT,INC. RAINIER INVESTMENT MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT,INC.

RAINIER INVESTMENT MANAGEMENT, INC.