9AT: RAINIER INVESTMENT MANAGEMENT LLC

Adviser Profile

As of Date	06/23/2026
Registration	SEC, Approved, 12/07/1989
ADV Location	SEATTLE, WA, United States
Contact Info	206 xxxxxxx
Websites

AUM^*	581,139,481 -31%
of that, discretionary	581,139,481 -31%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	145,284,870 4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund464.4m	Total Private Fund GAV464.4m	AUM65.6b	#Funds9
Adviser TCW INVESTMENT MANAGEMENT COMPANY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM38.8b	#Funds-
Adviser RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.6b	Venture Capital Fund-	Other Fund4.6b	Total Private Fund GAV7.5b	AUM104.5b	#Funds14
Adviser JACKSON SQUARE PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM995.1m	#Funds-
Adviser TIMESSQUARE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.5m	Total Private Fund GAV2.5m	AUM7.9b	#Funds3
Adviser DRIEHAUS CAPITAL MANAGEMENT LLC	Hedge Fund618.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund580.9m	Total Private Fund GAV1.2b	AUM26.1b	#Funds8
Adviser SAGE ROCK CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM86.5m	#Funds-
Adviser GLOBEFLEX CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund579.5m	Total Private Fund GAV579.5m	AUM4.6b	#Funds5
Adviser ARISTOTLE PACIFIC CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.7b	Total Private Fund GAV2.7b	AUM26.8b	#Funds8
Adviser MARTINGALE ASSET MANAGEMENT	Hedge Fund6.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund483.3m	Total Private Fund GAV490.1m	AUM4.2b	#Funds2

Brochure Summary

Overview

Advisory Firm Rainier Investment Management, LLC (“Rainier”) is an SEC-registered investment adviser that commenced operations in 1989, but its roots extend back to 1973 through predecessor organizations. Rainier is wholly owned by Manning & Napier Group, LLC, and indirectly owned and controlled by Callodine MN Holdings, Inc., the majority interest of which is beneficially owned and controlled by Callodine Group, LLC and its founder James Morrow. East Asset Management, LLC and its owners Terrence and Kim Pegula, also beneficially own a substantial interest in Callodine MN Holdings, Inc. Advisory Services Rainier has experience and a strong background in providing investment advisory and sub- advisory services with respect to a range of institutional separate account clients, registered pooled investment vehicles and collective investment trust funds. Rainier provides tailored advisory services focused on delivering the International Small Cap strategy through:
• Investment advisory services to discretionary separately managed account

clients,
• Investment advisory services to the Rainier International Small Cap Collective Investment Trust,
• Sub-advisory services to the Rainier International Discovery Series of the Manning & Napier Fund, Inc., an affiliated open-end mutual fund company to which Manning & Napier Advisors, LLC (“MNA” or “Manning & Napier”) serves as advisor,
• Sub-advisory services to separately managed account clients who have a direct advisory relationship with MNA, and
• Model portfolio delivery. Tailoring of Advisory Services All accounts in the same strategy are managed in a substantially similar manner. However, Rainier will manage to client imposed written restrictions or guidelines, which will cause accounts in the same strategy to hold different positions and to achieve different performance results. For example, a separate account client may restrict the purchase of certain securities, such as tobacco stocks. Assets under Management As of December 31, 2023, Rainier managed $840,282,836 on a discretionary basis.

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT,INC.

RAINIER INVESTMENT MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RAINIER INVESTMENT MANAGEMENT LLC RAINIER INVESTMENT MANAGEMENT LLC RAINIER INVESTMENT MANAGEMENT,INC. RAINIER INVESTMENT MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT LLC

RAINIER INVESTMENT MANAGEMENT,INC.

RAINIER INVESTMENT MANAGEMENT, INC.