Overview
Sage Rock Capital Management LP (“we” “us,” or “our”) is a Delaware limited partnership that was formed
on June 5, 2013. We are principally owned by Atul Khanna (the “CIO”) and Raffiq Nathoo (together with
the CIO, the “Managing Partners”).
We provide discretionary investment advice to Sage Rock Capital Fund LP (the “Feeder Fund”) and Sage
Rock Capital Master Fund LP, a master fund through which the Feeder Fund invests (together with the
Feeder Fund, the “Funds”). We also serve as a sub-adviser to the following funds and accounts
(collectively, the “Separately Managed Accounts”): (i) an open-end mutual fund that is registered as an
investment company under the Investment Company Act of 1940, as amended (the “Mutual Fund”) and
(ii) a unit trust created under the law of the Cayman Islands by the Declaration of Trust dated October 7,
2021, (the “Unit Trust Fund”). References throughout this document to “clients” refer to the Funds, the
Separately Managed Accounts and any investment vehicles that we may advise in the future.
Client accounts
will be managed in accordance with their own investment and trading objectives, as
described in their offering documents, governing agreements and investment advisory agreements, as
applicable (collectively, the “Governing Documents”). We do not permit investors in the Funds to impose
limitations on the investment activities described in the Funds’ Governing Documents. Under certain
circumstances, we may contract with a Separately Managed Account to adhere to limited risk and/or
operating guidelines imposed by that client. We negotiate such arrangements on a case-by-case basis.
(See Item 16 – Investment Discretion)
Sage Rock Capital LLC (“Sage Rock GP”) serves as the general partner to the Funds.
We do not participate in wrap fee programs.
As of December 31, 2023, we managed $86,521,463 of regulatory assets under management on a
discretionary basis. We do not manage any assets on a non-discretionary basis. As of January 2024, we
ceased providing sub-advisory services to the Separately Managed Accounts discussed above.