Adviser Profile

As of Date 02/17/2026
Registration SEC, Approved, 11/09/1989
ADV Location SAG HARBOR, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 502,665,436 15%
of that, discretionary 502,665,436 15%
Number of Employees 4 -20%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 3,243,003 17%
% High Net Worth 97.42% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

503M 431M 359M 287M 215M 144M 72M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary