Adviser Profile

As of Date 02/03/2026
Registration SEC, Approved, 04/21/1989
ADV Location GRASS VALLEY, CA, United States
Contact Info 530 xxxxxxx
Websites
AUM* 386,448,000 48%
of that, discretionary 386,448,000 48%
Number of Employees 9 -10%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 237,814 30%
% High Net Worth 25.18% -7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

386M 331M 276M 221M 166M 110M 55M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees