Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 11/02/1987
ADV Location MERCER ISLAND, WA, United States
Contact Info 206 xxxxxxx
Websites
AUM* 143,079,018 5%
of that, discretionary 142,745,900 5%
Number of Employees 6
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 235,715 4%
% High Net Worth 31.28% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

233M 200M 166M 133M 100M 67M 33M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46432F842 Stock NameISHARES CORE MSCI EAFE ETF $ Position$25,629,891 % Position15.00% $ Change15.00% # Change8.00%
Stck Ticker78464A672 Stock NameSTATE STREET SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF $ Position$23,385,378 % Position14.00% $ Change52.00% # Change53.00%
Stck Ticker78464A854 Stock NameSTATE STREET SPDR PORTFOLIO S&P 500 ETF $ Position$23,982,335 % Position14.00% $ Change39.00% # Change21.00%
Stck Ticker464288521 Stock NameISHARES CORE U.S. REIT ETF $ Position$21,701,954 % Position13.00% $ Change21.00% # Change8.00%
Stck Ticker92206C664 Stock NameVANGUARD RUSSELL 2000 ETF $ Position$20,461,142 % Position12.00% $ Change7.00% # Change-12.00%
Stck Ticker78468R101 Stock NameSTATE STREET SPDR PORTFOLIO SHORT TERM TREASURY ETF $ Position$10,620,674 % Position6.00% $ Change16.00% # Change17.00%
Stck Ticker46434G103 Stock NameISHARES CORE MSCI EMERGING MARKETS ETF $ Position$5,908,646 % Position4.00% $ Change12.00% # Change-5.00%
Stck Ticker92206C847 Stock NameVANGUARD LONG-TERM TREASURY ETF $ Position$6,536,899 % Position4.00% $ Change13.00% # Change13.00%
Stck Ticker003261104 Stock NameABRDN BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ETF $ Position$5,325,722 % Position3.00% $ Change-15.00% # Change-7.00%
Stck Ticker92189H805 Stock NameVANECK RARE EARTH AND STRATEGIC METALS ETF $ Position$4,544,741 % Position3.00% $ Change-14.00% # Change-14.00%

Brochure Summary