Our Advisory Business
Threadgill Financial, LLC “Threadgill” is a Registered Investment Adviser (“Adviser”) which offers
investment advice regarding securities and insurance to clients. Threadgill was founded in 2015 by
Zachary Threadgill who serves as Chief Compliance Officer and Managing Member.
Services
We provide portfolio management services. Our focus is on helping you develop and execute plans that
are designed to build and preserve your wealth. We will be reasonably available to help you with questions
about your account.
Portfolio Management
Portfolio management is the professional management of securities (stocks, bonds and other securities)
in order to meet your specified investment goals. With a Portfolio Management Account, you engage us
to assist you in developing a portfolio designed to meet your investment objectives. The investments in
the portfolio account individual equity securities (stocks).
We will meet with you to discuss your financial circumstances, investment goals and objectives, and to
determine your risk tolerance. We will ask you to provide statements summarizing current investments,
income and other earnings, recent tax returns, retirement plan information, other assets and liabilities,
wills and trusts, insurance policies, and other pertinent information.
Our investment strategy is based on long term investing primarily, in individual, equities. Many of the
stocks we consider pay dividends. At times, we may choose to hold large sums of cash if we view stock
prices too high. Based on the nature of our strategy, we do not allow clients ability to impose restrictions
on the management of their account(s).
You are obligated to notify us promptly when your financial situation, goals, objectives, or needs change.
Under certain conditions, securities from outside accounts may be transferred into your advisory account;
however, we may recommend that you sell any security if we believe that it is not suitable for the current
recommended investment strategy. You are responsible for any taxable events in these instances. Certain
assumptions may be made with respect to interest and inflation rates and the use of past trends and
performance of the market and economy. Past performance is not indicative of future results.
If you decide to implement our recommendations, we will help you open a custodial
account(s). The funds
in your account will generally be held in a separate account, in your name, at an independent custodian,
and not with us.
You will enter into a separate custodial agreement with the custodian which authorizes the custodian to
take instructions from us regarding all investment decisions for your account. We will select the securities
bought and sold and the amount to be bought and sold, within the parameters of the objectives and risk
tolerance of your account. You will be notified of any purchases or sales through trade confirmations and
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statements that are provided by the custodian. These statements list the total value of the account,
itemize all transaction activity, and list the types, amounts, and total value of securities held. You will at
all times maintain full and complete ownership rights to all assets held in your account, including the right
to withdraw securities or cash, proxy voting and receiving transaction confirmations.
We manage assets on a discretionary basis, which means you have given us the authority to determine
the following without your consent:
• Securities to be bought or sold for your account
• Amount of securities to be bought or sold for your account
Trading may be required to meet initial allocation targets, after substantial cash deposits that require
investment allocation, and/or after a request for a withdrawal that requires liquidation of a position.
Additionally, your account may be rebalanced or reallocated periodically in order to reestablish the
targeted percentages of your initial asset allocation. This rebalancing or reallocation will occur on the
schedule we have determined together. You will be responsible for any and all tax consequences resulting
from any rebalancing or reallocation of the account. We are not tax professionals and do not give tax
advice. However, we will work with your tax professionals to assist you with tax planning.
We are available during normal business hours either by telephone, fax, email, or in person by
appointment to answer your questions.
Wrap Fee
We do not participate in wrap fee programs.
Assets Under Management
As of October 19, 2023, we managed total assets of $308,054,134 in discretionary assets under
management.