Adviser Profile

As of Date 03/14/2026
Registration SEC, Approved, 02/03/2014
Other registrations (2)
ADV Location PLANO, TX, United States
Contact Info 972 xxxxxxx
Websites
AUM* 723,608,845 8%
of that, discretionary 723,608,845 8%
Number of Employees 8 -20%
of those in investment advisory functions 8 -20%
Private Fund GAV* 0
Avg Account Size 396,498 52%
% High Net Worth 50.99% -15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

791M 678M 565M 452M 339M 226M 113M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T (CALL) $ Position$141,960,977 % Position41.00% $ Change213.00% # Change173.00%
Stck Ticker25459W862 Stock NameDIREXION SHARES ETF TRUST $ Position$40,719,902 % Position12.00% $ Change49.00% # Change2.00%
Stck Ticker464287242 Stock NameISHARES TR $ Position$9,496,041 % Position3.00% $ Change-2.00% # Change-2.00%
Stck Ticker464288646 Stock NameISHARES TR $ Position$10,196,251 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker882508104 Stock NameTEXAS INSTRS INC $ Position$9,354,629 % Position3.00% $ Change88.00% # Change23.00%
Stck Ticker464288513 Stock NameISHARES TR $ Position$7,610,979 % Position2.00% $ Change-3.00% # Change-4.00%
Stck Ticker464287697 Stock NameISHARES TR $ Position$2,177,684 % Position1.00% $ Change-3.00% # Change-1.00%
Stck Ticker46435UAA9 Stock NameISHARES TR $ Position$2,127,274 % Position1.00% $ Change0.00% # Change0.00%
Stck Ticker46436E726 Stock NameISHARES TR $ Position$2,071,506 % Position1.00% $ Change12.00% # Change13.00%
Stck Ticker46434V613 Stock NameISHARES TR $ Position$2,451,719 % Position1.00% $ Change-1.00% # Change-1.00%