9AT: OMC FINANCIAL SERVICES LTD

OMC FINANCIAL SERVICES LTD

OMC FINANCIAL SERVICES LTD

Adviser Profile

As of Date	03/23/2026
Registration	SEC, Approved, 04/23/1987
ADV Location	DEWITT, NY, United States
Contact Info	315 xxxxxxx
Websites

AUM^*	328,480,614 46%
of that, discretionary	328,048,406 45%
Number of Employees	7
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	488,810 17%
% High Net Worth	37.92% 24%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

328M 281M 234M 187M 141M 94M 47M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$31,153,752	% Position10.00%	$ Change2.00%	# Change-11.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$30,368,924	% Position10.00%	$ Change12.00%	# Change-2.00%
Stck Ticker007903107	Stock NameADVANCED MICRO DEVICES INC	$ Position$25,269,004	% Position8.00%	$ Change165.00%	# Change-7.00%
Stck Ticker92826C839	Stock NameVISA INC	$ Position$17,492,733	% Position6.00%	$ Change12.00%	# Change-1.00%
Stck Ticker57636Q104	Stock NameMASTERCARD INCORPORATED	$ Position$16,794,078	% Position6.00%	$ Change2.00%	# Change-1.00%
Stck Ticker78463V107	Stock NameSPDR GOLD TR	$ Position$12,782,786	% Position4.00%	$ Change-15.00%	# Change0.00%
Stck Ticker00287Y109	Stock NameABBVIE INC	$ Position$13,530,730	% Position4.00%	$ Change15.00%	# Change0.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$12,280,870	% Position4.00%	$ Change21.00%	# Change-3.00%
Stck Ticker219350105	Stock NameCORNING INC	$ Position$11,080,043	% Position4.00%	$ Change324.00%	# Change125.00%
Stck Ticker22788C105	Stock NameCROWDSTRIKE HLDGS INC	$ Position$9,008,105	% Position3.00%	$ Change95.00%	# Change0.00%

Brochure Summary

Overview

Description of Advisory Firm OMC Financial Services, Ltd.’s registration was granted by the U.S. Securities and Exchange Commission on April 23, 1987. Cynthia Ann Scott is President of the firm. Ms. Scott owns one hundred (100%) percent of the equity of the firm. The firm is not publicly owned or traded. There are no indirect owners of the firm or intermediaries, which have any ownership interest in the firm. As of December 31, 2023, the firm managed, on a discretionary basis, $225,695,639 and managed $3,076 on a nondiscretionary basis. Client assets are managed on an individualized basis. Clients may impose restrictions on their accounts. Types of Advisory Services Investment Management Services Clients are provided with an

evaluation of their current financial model based upon a review of their investment holdings, income needs, and estate planning. Investments are reviewed for their performance and suitability. Investments are bought and sold based upon this analysis. Client Tailored Services and Client Imposed Restrictions We offer the same suite of services to all of our clients. However, specific client financial plans and their implementation are dependent upon a client data gathering questionnaire, which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to aid in the selection of a portfolio that matches restrictions, needs, and targets. Wrap Fee Programs We do not participate in wrap fee programs.