Adviser Profile

As of Date 09/22/2026
Registration SEC, Approved, 02/26/2021
Other registrations (3)
ADV Location ROCHESTER, MN, United States
Contact Info 888 xxxxxxx
Websites
AUM* 218,258,845 85%
of that, discretionary 218,258,845 85%
Number of Employees 11 57%
of those in investment advisory functions 10 67%
Private Fund GAV* 0
Avg Account Size 936,733 349%
% High Net Worth 31.91% 82%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

218M 187M 156M 125M 94M 62M 31M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary