Adviser Profile

As of Date 02/13/2026
Registration SEC, Approved, 06/07/2021
ADV Location CONCORD, CA, United States
Contact Info 925 xxxxxxx
AUM* 330,500,000 2%
of that, discretionary 330,500,000 2%
Number of Employees 5
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 374,292 6%
% High Net Worth 41.69% 9%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

331M 283M 236M 189M 142M 94M 47M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary