Adviser Profile

As of Date 07/17/2026
Registration SEC, Approved, 02/10/1987
ADV Location GREENWICH, CT, United States
Contact Info 212 xxxxxxx
Websites
AUM* 69,398,075 56%
of that, discretionary 69,398,075 56%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 3,304,670 56%
% High Net Worth 38.89% 48%
SMA’s Yes
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

69M 59M 50M 40M 30M 20M 10M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker65340P106 Stock NameNexGen Energy $ Position$5,095 % Position9.00% $ Change25.00% # Change-1.00%
Stck Ticker911549103 Stock NameUnited States Antimony $ Position$5,377 % Position9.00% $ Change74.00% # Change0.00%
Stck Ticker218352102 Stock NameCorcept Therapeutics $ Position$4,469 % Position7.00% $ Change16.00% # Change0.00%
Stck TickerG06973104 Stock NameAura Minerals, Inc. $ Position$4,087 % Position7.00% $ Change81.00% # Change12.00%
Stck Ticker67066G104 Stock NameNvidia $ Position$4,322 % Position7.00% $ Change-7.00% # Change0.00%
Stck Ticker67080N101 Stock NameNuvation Bio Inc. $ Position$3,869 % Position6.00% $ Change-49.00% # Change7.00%
Stck Ticker14888U101 Stock NameCatalyst Pharmaceuticals $ Position$2,808 % Position5.00% $ Change5.00% # Change-1.00%
Stck Ticker464287804 Stock NameIntellia Therapeutics $ Position$2,822 % Position5.00% $ Change231.00% # Change132.00%
Stck Ticker037833100 Stock NameApple Computing $ Position$3,263 % Position5.00% $ Change-7.00% # Change-1.00%
Stck Ticker001055102 Stock NameAFLAC Inc. $ Position$2,198 % Position4.00% $ Change-2.00% # Change-2.00%

Brochure Summary