| As of Date | 07/14/2026 |
| Registration | SEC, Approved, 05/12/1972 |
| ADV Location | BETHESDA, MD, United States |
| Contact Info | 301 xxxxxxx |
| Websites |
| AUM* | 750,096,507 14% |
| of that, discretionary | 735,201,324 13% |
| Number of Employees | 10 -9% |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,361,337 -12% |
| % High Net Worth | 11.39% -20% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser DUNCAN WILLIAMS ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.7b | #Funds- | |
| Adviser TANAKA CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM69.4m | #Funds- | |
| Adviser JAMES INVESTMENT RESEARCH INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser THIRD SIGMA INVESTMENT ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM98.8m | #Funds- | |
| Adviser AMI INVESTMENT MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM963.6m | #Funds- | |
| Adviser DBS INVESTMENT ADVISERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM280.2m | #Funds- | |
| Adviser HMS FINANCIAL SERVICES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM118.5m | #Funds- | |
| Adviser ZACKS INVESTMENT MANAGEMENT, INC. | Hedge Fund14.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV14.0m | AUM14.6b | #Funds2 | |
| Adviser BCM WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM199.5m | #Funds- | |
| Adviser CONGRESS ASSET MANAGEMENT COMPANY, LLP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM14.2b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker11135F101 | Stock NameBroadcom | $ Position$41,766,676 | % Position6.00% | $ Change9.00% | # Change17.00% |
| Stck Ticker21037T109 | Stock NameConstellation Energy | $ Position$29,549,639 | % Position4.00% | $ Change10.00% | # Change8.00% |
| Stck Ticker718546104 | Stock NamePhillips 66 | $ Position$27,272,214 | % Position4.00% | $ Change37.00% | # Change-9.00% |
| Stck TickerG7709Q104 | Stock NameRoyalty Pharma Plc | $ Position$32,941,944 | % Position4.00% | $ Change-2.00% | # Change-6.00% |
| Stck Ticker02079K404 | Stock NameAlphabet Convertible Pfd | $ Position$28,592,977 | % Position4.00% | $ Change20.00% | # Change24.00% |
| Stck Ticker42824C208 | Stock NameHewlett Packard Ent Ser C Conv | $ Position$29,969,917 | % Position4.00% | $ Change41.00% | # Change0.00% |
| Stck Ticker48251W500 | Stock NameKKR Series D Conv 6.25 | $ Position$22,081,324 | % Position3.00% | $ Change-3.00% | # Change-9.00% |
| Stck Ticker882508104 | Stock NameTexas Instruments | $ Position$24,867,791 | % Position3.00% | $ Change27.00% | # Change35.00% |
| Stck Ticker30609A109 | Stock NameOneok Inc Com | $ Position$20,401,956 | % Position3.00% | $ Change | # Change |
| Stck Ticker713448108 | Stock NamePepsiCo | $ Position$20,688,605 | % Position3.00% | $ Change4.00% | # Change12.00% |