Adviser Profile

As of Date 05/18/2026
Registration SEC, Approved, 10/02/1976
ADV Location XENIA, OH, United States
Contact Info 937 xxxxxxx
Websites
AUM* 1,211,598,322 14%
of that, discretionary 1,176,574,834 14%
Number of Employees 15
of those in investment advisory functions 8 14%
Private Fund GAV* 0
Avg Account Size 1,750,865 25%
% High Net Worth 24.94% 86%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

5B 5B 4B 3B 2B 2B 785M
2015 2016 2018 2019 2020 2021 2022 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$37,709,458 % Position4.00% $ Change21.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$36,747,932 % Position4.00% $ Change13.00% # Change-2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$26,297,668 % Position3.00% $ Change1.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$31,863,674 % Position3.00% $ Change9.00% # Change-4.00%
Stck Ticker29357K103 Stock NameENOVA INTL INC $ Position$30,034,438 % Position3.00% $ Change71.00% # Change-4.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$21,290,196 % Position2.00% $ Change-15.00% # Change-1.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$15,404,267 % Position2.00% $ Change22.00% # Change0.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$22,108,389 % Position2.00% $ Change27.00% # Change-15.00%
Stck TickerM7516K103 Stock NameNOVA LTD $ Position$15,988,497 % Position2.00% $ Change-2.00% # Change-22.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$22,416,540 % Position2.00% $ Change8.00% # Change-3.00%