| As of Date | 05/18/2026 |
| Registration | SEC, Approved, 10/02/1976 |
| ADV Location | XENIA, OH, United States |
| Contact Info | 937 xxxxxxx |
| Websites |
| AUM* | 1,211,598,322 4% |
| of that, discretionary | 1,176,574,834 3% |
| Number of Employees | 15 7% |
| of those in investment advisory functions | 8 |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,750,865 2% |
| % High Net Worth | 24.94% 700% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser TANAKA CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM69.4m | #Funds- | |
| Adviser DBS INVESTMENT ADVISERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM280.2m | #Funds- | |
| Adviser HMS FINANCIAL SERVICES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM118.5m | #Funds- | |
| Adviser CONGRESS ASSET MANAGEMENT COMPANY, LLP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM14.2b | #Funds- | |
| Adviser TORRAY INVESTMENT PARTNERS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM750.1m | #Funds- | |
| Adviser LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM164.2m | #Funds- | |
| Adviser THIRD SIGMA INVESTMENT ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM98.8m | #Funds- | |
| Adviser NS CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM296.7m | #Funds- | |
| Adviser DUNCAN WILLIAMS ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.7b | #Funds- | |
| Adviser TRAN CAPITAL MANAGEMENT, L.P. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM890.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$35,095,472 | % Position4.00% | $ Change-7.00% | # Change-3.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$35,586,436 | % Position4.00% | $ Change12.00% | # Change-3.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$40,190,772 | % Position4.00% | $ Change9.00% | # Change-4.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$35,161,018 | % Position4.00% | $ Change34.00% | # Change-3.00% |
| Stck Ticker46625H100 | Stock NameJPMORGAN CHASE & CO | $ Position$22,058,752 | % Position2.00% | $ Change-2.00% | # Change-3.00% |
| Stck Ticker023135106 | Stock NameAMAZON COM INC | $ Position$14,941,526 | % Position2.00% | $ Change2.00% | # Change-3.00% |
| Stck Ticker149123101 | Stock NameCATERPILLAR INC | $ Position$15,413,929 | % Position2.00% | $ Change-30.00% | # Change-8.00% |
| Stck Ticker29357K103 | Stock NameENOVA INTL INC | $ Position$18,272,977 | % Position2.00% | $ Change-39.00% | # Change-12.00% |
| Stck Ticker464285204 | Stock NameISHARES GOLD TR | $ Position$21,491,636 | % Position2.00% | $ Change1.00% | # Change-2.00% |
| Stck Ticker464287465 | Stock NameISHARES TR | $ Position$7,479,872 | % Position1.00% | $ Change0.00% | # Change0.00% |