9AT: LAWSON KROEKER INVESTMENT MANAGEMENT INC

LAWSON KROEKER INVESTMENT MANAGEMENT INC

LAWSON KROEKER INVESTMENT MANAGEMENT INC

Adviser Profile

As of Date	03/04/2026
Registration	SEC, Approved, 05/22/1986
ADV Location	OMAHA, NE, United States
Contact Info	402 xxxxxxx
Websites

AUM^*	428,568,259 -31%
of that, discretionary	428,568,259 -31%
Number of Employees	7 -13%
of those in investment advisory functions	4 -20%
Private Fund GAV^*	0
Avg Account Size	1,687,277 7%
% High Net Worth	63.64% -1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

683M 585M 488M 390M 293M 195M 98M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Lawson Kroeker Investment Management, Inc. is a SEC-registered investment adviser located in Omaha, Nebraska. Lawson Kroeker commenced operations in 1986. Thomas J. Sudyka, Jr., President & CCO and C. Adam Yale, Vice President, are the firm’s principal owners. Investment Supervisory Services Individual Portfolio Management Lawson Kroeker provides investment supervisory services through the individual portfolio management of client accounts. This service is offered on a fully discretionary basis. As of December 31, 2023, Lawson Kroeker is actively managing $623,803,742 of clients’ assets on a discretionary basis. Portfolio management services are tailored to the individual needs of the client. Portfolio managers assess those needs through personal client discussions regarding investment goals, time horizons, cash flow needs, tax considerations, and risk tolerances. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Our investments are not limited to any specific product and may generally include the following securities: Exchange-Listed Equity Securities Over-the-Counter Traded Equity Securities Foreign-Issued Equity Securities Corporate Bonds Municipal Securities United States Government Securities Mutual Fund In addition to

individual portfolio management, Lawson Kroeker provides investment advisory services to a series trust, registered, open-end investment company, LK Balanced Fund. This investment vehicle is referred to herein as the “Fund”. The Fund’s investment objective is to seek to achieve long-term capital appreciation and current income utilizing a balanced investment approach. Sub-Advisory Services Lawson Kroeker participates in a separately managed account dual contract program by providing portfolio management services in connection with a certain program sponsored by an unaffiliated third-party. In the dual contract programs, clients typically sign separate agreements with the program sponsor and Lawson Kroeker. Clients will delegate investment discretion directly to Lawson Kroeker, who will charge the client a separate fee for its investment management services. The client generally will pay Lawson Kroeker its fee directly. Lawson Kroeker’s fee will be in addition to any fee that the client pays to the sponsor and does not include the cost of custody and trade and execution services (including commissions) generated by the client’s participation in the program. For more information about this sub-advisory program, including fees and other terms and conditions of investment, please consult the sponsor’s disclosure brochure.