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Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 02/21/1986
ADV Location BEVERLY, MA, United States
Contact Info 978 xxxxxxx
Websites
AUM* 730,158,575 14%
of that, discretionary 646,241,231 15%
Number of Employees 11
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 1,329,979 10%
% High Net Worth 15.67% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

646M 554M 462M 369M 277M 185M 92M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name WOLF & COMPANY, P.C. Filing Date08/13/2025 Form ADV-E View Report
Accounting Firm Name WALTER & SHUFFAIN, P.C. Filing Date10/23/2024 Form ADV-E View Report
Accounting Firm Name WALTER & SHUFFAIN, P.C. Filing Date05/12/2023 Form ADV-E View Report

Brochure Summary