Adviser Profile

As of Date 07/13/2026
Registration SEC, Approved, 12/12/1980
ADV Location WESTLAKE, OH, United States
Contact Info 440 xxxxxxx
Websites
AUM* 396,000,000 15%
of that, discretionary 389,000,000 15%
Number of Employees 7
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 1,039,370 14%
% High Net Worth 28.46% 25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

389M 333M 278M 222M 167M 111M 56M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary