Adviser Profile

As of Date 08/22/2024
Registration status Terminated
ADV Location FAIRFIELD, CA, United States
Contact Info 707 xxxxxxx
Websites
AUM* 322,261,339 22%
of that, discretionary 322,261,339 22%
Number of Employees 8 14%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 383,188 -28%
% High Net Worth 21.04% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

322M 276M 230M 184M 138M 92M 46M
2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary