Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 09/13/1979
ADV Location AUSTIN, TX, United States
Contact Info 512 xxxxxxx
Websites
AUM* 679,521,633 36%
of that, discretionary 679,521,633 36%
Number of Employees 16 -11%
of those in investment advisory functions 12 9%
Private Fund GAV* 0
Avg Account Size 922,010 22%
% High Net Worth 17.77% 31%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

1B 1B 1B 810M 607M 405M 202M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker24703L202 Stock NameDELL TECHNOLOGIES INC $ Position$26,876,938 % Position6.00% $ Change109.00% # Change-20.00%
Stck Ticker85207H104 Stock NameSPROTT ASSET MANAGEMENT LP $ Position$25,040,707 % Position5.00% $ Change-15.00% # Change-1.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$17,276,868 % Position4.00% $ Change-25.00% # Change-6.00%
Stck Ticker19247G107 Stock NameCOHERENT CORP $ Position$16,585,886 % Position4.00% $ Change8.00% # Change-35.00%
Stck Ticker458140100 Stock NameINTEL CORP $ Position$19,767,279 % Position4.00% $ Change79.00% # Change-43.00%
Stck Ticker811927102 Stock NameSEABRIDGE GOLD INC $ Position$16,679,159 % Position4.00% $ Change # Change
Stck Ticker550241103 Stock NameLUMEN TECHNOLOGIES INC $ Position$18,302,743 % Position4.00% $ Change8.00% # Change-2.00%
Stck Ticker25278X109 Stock NameDIAMONDBACK ENERGY INC $ Position$14,291,324 % Position3.00% $ Change-13.00% # Change-2.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$15,930,236 % Position3.00% $ Change20.00% # Change-3.00%
Stck TickerG0450A105 Stock NameARCH CAP GROUP LTD $ Position$7,921,940 % Position2.00% $ Change2.00% # Change1.00%

Brochure Summary