| As of Date | 02/05/2026 |
| Registration | Rhode Island, Approved, 04/03/2025 |
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| ADV Location | NEWPORT, RI, United States |
| Contact Info | 401 xxxxxxx |
| Websites |
| AUM* | 219,150,565 -3% |
| of that, discretionary | 219,150,565 -3% |
| Number of Employees | 5 -17% |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 866,208 3% |
| % High Net Worth | 38.64% 11% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PKF O'CONNOR DAVIES | Filing Date08/25/2025 | Form ADV-E View Report |
| Accounting Firm Name PKF O'CONNOR DAVIES | Filing Date10/24/2024 | Form ADV-E View Report |
| Accounting Firm Name PKF O'CONNOR DAVIES | Filing Date08/16/2023 | Form ADV-E View Report |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker58933Y105 | Stock NameMERCK & CO INC | $ Position$11,973,840 | % Position8.00% | $ Change5.00% | # Change-1.00% |
| Stck Ticker478160104 | Stock NameJOHNSON & JOHNSON | $ Position$10,791,073 | % Position7.00% | $ Change2.00% | # Change-1.00% |
| Stck Ticker65339F101 | Stock NameNEXTERA ENERGY INC | $ Position$8,903,077 | % Position6.00% | $ Change-10.00% | # Change-5.00% |
| Stck Ticker30231G102 | Stock NameEXXON MOBIL CORP | $ Position$9,054,498 | % Position6.00% | $ Change-23.00% | # Change-5.00% |
| Stck Ticker025537101 | Stock NameAMERICAN ELEC PWR CO INC | $ Position$8,728,561 | % Position6.00% | $ Change1.00% | # Change-3.00% |
| Stck Ticker742718109 | Stock NamePROCTER & GAMBLE CO | $ Position$7,008,668 | % Position5.00% | $ Change-1.00% | # Change-3.00% |
| Stck Ticker580135101 | Stock NameMCDONALDS CORP | $ Position$3,954,095 | % Position3.00% | $ Change-17.00% | # Change-4.00% |
| Stck Ticker464287176 | Stock NameISHARES TR | $ Position$4,632,391 | % Position3.00% | $ Change-4.00% | # Change-3.00% |
| Stck Ticker92343V104 | Stock NameVERIZON COMMUNICATIONS INC | $ Position$4,907,502 | % Position3.00% | $ Change-19.00% | # Change-4.00% |
| Stck Ticker00287Y109 | Stock NameABBVIE INC | $ Position$5,079,857 | % Position3.00% | $ Change14.00% | # Change-1.00% |