Adviser Profile

AUM* 315,370,800 30%
of that, discretionary 271,377,901 30%
Number of Employees 40 11%
of those in investment advisory functions 31 24%
Private Fund GAV* 0
Avg Account Size 348,476 1%
% High Net Worth 4.46% 0%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

271M 233M 194M 155M 116M 78M 39M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$25,565,481 % Position14.00% $ Change6.00% # Change4.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$16,276,551 % Position9.00% $ Change5.00% # Change5.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$13,475,431 % Position8.00% $ Change4.00% # Change9.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$6,365,908 % Position4.00% $ Change-32.00% # Change-33.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$6,475,412 % Position4.00% $ Change-1.00% # Change4.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$6,481,327 % Position4.00% $ Change3.00% # Change6.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$5,431,080 % Position3.00% $ Change5.00% # Change6.00%
Stck Ticker808524607 Stock NameSCHWAB STRATEGIC TR $ Position$3,397,203 % Position2.00% $ Change-5.00% # Change5.00%
Stck Ticker46654Q617 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$3,069,174 % Position2.00% $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$3,687,904 % Position2.00% $ Change6.00% # Change-7.00%

Brochure Summary