9AT: YOTTA RIA, LLC

Adviser Profile

As of Date	01/19/2024
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	844 xxxxxxx
Websites

AUM^*	0
of that, discretionary	0
Number of Employees	34 100%
of those in investment advisory functions
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Internet adviser

Client Types

Advisory Activities

Compensation Arrangments

- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SUMMIT CAPITAL SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ALPHA CENTAURI WEALTH MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser HINDUJA-LYNX INVESTMENT ADVISORY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser KOBO RETIREMENT STRATEGIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CLERKIE ADVISORY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SMARTPATH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser OPTION RESEARCH & TECHNOLOGY SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SHAREBUILDER 401K	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser DEMARCHE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser NEA MEMBER BENEFITS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

Yotta RIA, LLC a Delaware corporation, was established in 2022 with an office in New York, NY. The firm’s principal owner is Adam Moelis who also serves as Chief Executive Officer. Yotta RIA, LLC is a wholly owned subsidiary of Yotta Technologies Inc, a Delaware limited liability company. Yotta provides an interactive investment platform through a user-friendly application (the “App”) that provides clients with tools to assist in managing their investments. The app is designed to help clients build their portfolio by providing recommendations with respect to diversification and investment strategies based upon each individual user’s preferences, objectives and risk tolerance. Yotta collects information from each client when they sign up for the app with a questionnaire (the “Questionnaire), including specific information about a client’s financial situation, investment experience and overall investment objectives. Investment recommendations are then generated and presented to the client based on the information provided. Yotta recommends one of its three model portfolios

of exchange traded funds(“ETFs”) based on client risk tolerance. The investment recommendations are generated by the algorithms utilized in the app. Clients are responsible for evaluating the investment recommendations and making the determination as to whether they choose to execute one or more transactions as a result of such recommendations. Yotta currently provides recommendations only with respect to exchange listed equity securities. Yotta does not participate in wrap fee programs. Yotta is an internet only adviser and currently does not have any authority over client assets. Yotta may, in the future, have the ability to execute transactions with a client’s broker via the secure connections within the app based upon recommendations that were made to such clients. Yotta RIA, LLC, acting as the registered investment advisor on behalf of the client, receives authorization from each client to instruct the broker-dealer, to transfer funds from the client’s linked checking account into the broker-dealer's brokerage accounts held in the client’s name.

YOTTA RIA, LLC

YOTTA RIA, LLC

YOTTA TECHNOLOGIES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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YOTTA RIA, LLC YOTTA RIA, LLC YOTTA TECHNOLOGIES INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

YOTTA RIA, LLC

YOTTA RIA, LLC

YOTTA TECHNOLOGIES INC