9AT: OPTION RESEARCH & TECHNOLOGY SERVICES, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 06/15/2018
ADV Location	PORTSMOUTH, NH, United States
Contact Info	312 xxxxxxx
Websites

AUM^*	0
of that, discretionary
Number of Employees	5 25%
of those in investment advisory functions	5 25%
Private Fund GAV^*	0
% High Net Worth	5.99% 100%
SMA’s	No
Private Funds	0

Adviser Type

- Internet adviser

Client Types

Advisory Activities

Compensation Arrangments

- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CB INTERNATIONAL BANK LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser PECUNIA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser TIMOTHY FINANCIAL COUNSEL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser FUTU WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser THE BAHA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SOOTCHY SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser MAGNIFYMONEY ADVISOR	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SHAREBUILDER 401K	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser INDIGO FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CT FINANCIAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

Option Research & Technology Services, LLC, (“ORATS”) is an Illinois limited liability company founded in 2001. ORATS is wholly-owned by Matthew Amberson (the “Chief Compliance Officer”). The majority of ORATS’ business is the sale of research products on a subscription basis, which includes fundamental research on companies, research on sectors and industries, and investment strategy and other analytical pieces. Such services are typically sold via a password protected website on a subscription basis to institutional investors. ORATS offers consulting services to institutional asset managers, consisting primarily of pension funds, investment managers, and insurance companies. Such services typically relate to customized research projects regarding individual issuers or sectors, and each such advisory relationship is governed by a separate, customized agreement. Such agreements do not ever involve trading or authority over a customer’s account, and accordingly, client restrictions on investing in certain types of securities are not applicable to ORATS’ business. Generally, ORATS’ business is limited to using historical options related data to meet the needs of

its clients. Among other services, ORATS offers backtesting of options strategies and implementation of strategies using bespoke scanning tools or programs. Direction for the scope of such research projects is arrived at through discussion and negotiations between ORATS and the particular client and is then set forth in a customized advisory agreement or engagement letter. ORATS does not provide a full range of advisory services, nor does it offer advice with respect to the appropriateness of trading strategies, or strategies relating to other tradable instruments (e.g., futures, options), or certain matters that are beyond the scope of its core focus on historical options data. At present, ORATS typically may be engaged to provide consulting and evaluative services on an episodic basis (e.g., a specific research project) or a periodic basis (e.g., consulting with respect to a client’s portfolio on a quarterly or semi-annual basis). In such cases, ORATS has no authority (discretionary or non- discretionary) over any customer’s assets, nor does ORATS have access to any customer accounts with any institution or any other personally identifiable customer information.

OPTION RESEARCH & TECHNOLOGY SERVICES, LLC

OPTION RESEARCH & TECHNOLOGY SERVICES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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OPTION RESEARCH & TECHNOLOGY SERVICES, LLC OPTION RESEARCH & TECHNOLOGY SERVICES, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

OPTION RESEARCH & TECHNOLOGY SERVICES, LLC

OPTION RESEARCH & TECHNOLOGY SERVICES, LLC