Daus Financial Group, LLC (hereinafter called “DFG”) is a Registered Investment Adviser based in Kalamazoo, Michigan, and incorporated under the laws of the State of Michigan. DFG is wholly owned by Ryan Daus. DFG is registered with the SEC and subject to the rules and regulations of the US Advisers Act. Founded in March 2023, DFG provides investment advisory services, which may include, but are not limited to, the review of client investment objectives and goals, recommending asset allocation strategies of managed assets among investment products such as cash, stocks, mutual funds and bonds, annuities, and/or preparing written investment strategies. Our investment advice is tailored to meet our clients’ needs and investment objectives. Clients may impose restrictions on investing in certain securities or types of securities (such as a product type, specific companies, specific sectors, etc.) by providing a signed and dated written notification, of which an e-mail is also an acceptable form of notification. DFG also provides financial planning consulting services including, but not limited to, risk assessment/management, investment planning, estate planning, financial organization, or financial decision making/negotiation. DFG provides investment advisory and other financial services through its Investment Advisory Representatives ("IAR") to accounts opened with DFG. Managed Accounts are available to individuals and high net worth individuals. Private (Alternative) Investments DFG gives certain clients the option of investing in private investments, such as private equity funds, venture funds and hedge funds. Due to strict regulatory requirements, only certain clients may invest in private investments. The clients must be classified as “accredited investors”, who are generally

clients that have over $1 million in total net worth, or individual income of greater than $200,000 the previous 2 years and expect to do the same the current year, or the client and spouse had a combined income of $300,000 per year the previous 2 years and expect to do the same the current year. Accredited investors are permitted to invest in private investments but may NOT be charged performance-based fees. Please see Item 6 – Performance-Based Fees and Side-By-Side Management below, which confirms DFG does not charge performance-based fees for any of our clients. DFG provides discretionary and non-discretionary investment advisory services to some of its clients through various managed account programs. DFG will assist clients in determining the suitability of the Managed Account Programs for the client. The IAR is compensated through a comprehensive single fee and the account may be assessed other charges associated with conducting a brokerage business. DFG and its IAR, as appropriate, will be responsible for the following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance, suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document) As of June 1, 2023, the firm has the following Assets Under Management: Discretionary AUM - $0 Non-Discretionary AUM - $120,000,000.00 Form ADV, Part 2A, Item 5