9AT: PECUNIA - Summary

PECUNIA

other names

PECUNIA
PECUNIA SERVICES INC.

Adviser Profile

Registration status

Terminated

As of Date	11/23/2023
ADV Location	CHICAGO, IL, United States
Adviser Type - Internet adviser
Number of Employees	1
of those in investment advisory functions	1

AUM^*	0
of that, discretionary	0
Private Fund GAV^*	0
SMA’s	No
Private Funds	0
Contact Info	312 xxxxxxx
Websites

Client Types

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1 1 1 1

2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Firm Description Pecunia Services Inc. (Pecunia) is a Delaware corporation formed on September 30, 2020. Pecunia is entirely owned by Jonathan Woznak. For additional information please direct any questions to [email protected]. B. Types of Advisory Services Pecunia (“we”, “us”, “our”) is a provider of workplace retirement plans. In this capacity Pecunia provides administrative, recordkeeping, and investment management services to employer- sponsored retirement plans (“clients”, “prospective clients”, “participants”, “members”). Pecunia is an entirely online investment platform which provides clients guidance in making long-term investment decisions using software models through our website, pecuniaplan.com. After plan participants complete a questionnaire assessing factors including but not limited to age, investing time horizon, and risk tolerance, Pecunia

provides investment portfolio recommendations through our website using proprietary software. Investment advice recommendations are made in the best interest of participants based on obtained information. Pecunia selects a Qualified Default Investment Alternative (“QDIA”) (as defined in the U.S. Department of Labor regulations related to ERISA) for participants who fail to elect an investment selection. C. Client-Tailored Services and Restrictions Pecunia is a fiduciary always acting in the best interest of clients, sponsors, employers, and participants. Clients are not obligated to act upon recommendation from Pecunia or its associates for nondiscretionary advisory services. A core selection of exchange traded funds and mutual funds is included in plan menus for Pecunia clients. D. Wrap Fee Programs Pecunia does not participate in a wrap fee program.