Adviser Profile

As of Date 05/19/2026
Registration SEC, Approved, 04/11/2022
Other registrations (2)
ADV Location MODESTO, CA, United States
Contact Info 209 xxxxxxx
Websites
AUM* 161,476,118 27%
of that, discretionary 152,804,995 25%
Number of Employees 3 -25%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 172,333 20%
% High Net Worth 11.82% 58%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

153M 131M 109M 87M 65M 44M 22M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary