Adviser Profile

As of Date 01/23/2026
Registration SEC, Approved, 11/08/2021
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 110,080,837 -8%
of that, discretionary 110,080,837 -8%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 406,202 -18%
% High Net Worth 50.72% 22%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

135M 116M 96M 77M 58M 39M 19M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q399 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$4,274,058 % Position7.00% $ Change23.00% # Change7.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$4,820,459 % Position7.00% $ Change48.00% # Change29.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$2,967,414 % Position5.00% $ Change5508.00% # Change4791.00%
Stck Ticker46654Q716 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$2,505,936 % Position4.00% $ Change88.00% # Change89.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$2,322,236 % Position4.00% $ Change30.00% # Change18.00%
Stck Ticker78470P507 Stock NameSSGA ACTIVE TR $ Position$2,912,026 % Position4.00% $ Change9.00% # Change10.00%
Stck Ticker78470P408 Stock NameSSGA ACTIVE TR $ Position$2,859,899 % Position4.00% $ Change24.00% # Change11.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$1,724,669 % Position3.00% $ Change-21.00% # Change-28.00%
Stck Ticker46641Q134 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$1,728,746 % Position3.00% $ Change5.00% # Change-3.00%
Stck Ticker46641Q647 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$1,015,481 % Position2.00% $ Change10210.00% # Change10076.00%