Adviser Profile

As of Date 04/16/2026
Registration SEC, Approved, 08/12/2019
ADV Location WALNUT CREEK, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 234,080,555 43%
of that, discretionary 234,080,555 43%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 963,294 49%
% High Net Worth 56.82% -36%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

234M 201M 167M 134M 100M 67M 33M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary