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Adviser Profile

As of Date 05/07/2026
Registration SEC, Approved, 06/09/2017
ADV Location MINNEAPOLIS, MN, United States
Contact Info (61 xxxxxxx
Websites
AUM* 290,914,339 9%
of that, discretionary 290,914,339 9%
Number of Employees 6 50%
of those in investment advisory functions 6 50%
Private Fund GAV* 0
Avg Account Size 914,825 1%
% High Net Worth 78.49% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

366M 314M 261M 209M 157M 105M 52M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287689 Stock NameISHARES TR $ Position$30,596,332 % Position13.00% $ Change22.00% # Change6.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$13,513,669 % Position6.00% $ Change16.00% # Change300.00%
Stck Ticker47103U753 Stock NameJANUS DETROIT STR TR $ Position$11,921,641 % Position5.00% $ Change0.00% # Change-2.00%
Stck Ticker47103U746 Stock NameJANUS DETROIT STR TR $ Position$11,779,427 % Position5.00% $ Change-3.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$9,361,356 % Position4.00% $ Change24.00% # Change0.00%
Stck Ticker45782C862 Stock NameINNOVATOR ETFS TRUST $ Position$8,961,469 % Position4.00% $ Change51.00% # Change6.00%
Stck Ticker440452100 Stock NameHORMEL FOODS CORP $ Position$7,489,931 % Position3.00% $ Change10.00% # Change0.00%
Stck Ticker446150104 Stock NameHUNTINGTON BANCSHARES INC $ Position$7,947,295 % Position3.00% $ Change13.00% # Change0.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$6,826,651 % Position3.00% $ Change-5.00% # Change-5.00%
Stck Ticker140501107 Stock NameCAPITAL SOUTHWEST CORP $ Position$6,988,451 % Position3.00% $ Change1.00% # Change-6.00%

Brochure Summary