Adviser Profile

As of Date 06/17/2026
Registration SEC, Approved, 10/20/2021
ADV Location MODESTO, CA, United States
Contact Info 209 xxxxxxx
AUM* 332,398,890 50%
of that, discretionary 331,852,494 50%
Number of Employees 4 33%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 322,092 11%
% High Net Worth 14.05% 7%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

332M 284M 237M 190M 142M 95M 47M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary