Adviser Profile

As of Date 03/12/2026
Registration SEC, Approved, 09/24/2021
Other registrations (2)
ADV Location WATERVILLE, NY, United States
Contact Info (31 xxxxxxx
Websites
AUM* 75,174,312 69%
of that, discretionary 74,303,260 68%
Number of Employees 4 100%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 117,828 34%
% High Net Worth 6.58% 173%
SMA’s No
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

74M 64M 53M 42M 32M 21M 11M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary