Adviser Profile

As of Date 02/25/2026
Registration SEC, Approved, 07/30/2021
ADV Location FULLERTON, CA, United States
Contact Info 714 xxxxxxx
Websites
AUM* 934,631,535 45%
of that, discretionary 735,957,993 45%
Number of Employees 12 33%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 891,824 13%
% High Net Worth 52.99% 6%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

736M 631M 526M 421M 315M 210M 105M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$118,540,620 % Position17.00% $ Change6.00% # Change0.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$96,401,485 % Position14.00% $ Change8.00% # Change506.00%
Stck Ticker69344A107 Stock NamePGIM ETF TR $ Position$75,835,140 % Position11.00% $ Change-1.00% # Change-1.00%
Stck Ticker808524854 Stock NameSCHWAB STRATEGIC TR $ Position$69,780,605 % Position10.00% $ Change0.00% # Change2.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$60,522,104 % Position9.00% $ Change0.00% # Change0.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$54,162,527 % Position8.00% $ Change7.00% # Change-1.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$46,447,327 % Position7.00% $ Change0.00% # Change2.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$32,573,760 % Position5.00% $ Change5.00% # Change-1.00%
Stck Ticker78468R101 Stock NameSPDR SERIES TRUST $ Position$28,819,162 % Position4.00% $ Change0.00% # Change1.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$19,235,883 % Position3.00% $ Change8.00% # Change1.00%

Brochure Summary