This Disclosure document is being offered to you by Resolute Wealth Advisor, Inc. (“RWA” or “Firm”) about the investment advisory services we provide. It discloses information about our services and the way those services are made available to you, the client. We are an investment management firm located in Findlay, Ohio. We make our advisory services available to a wide variety of clients including, but not limited to, individuals, high net worth individuals, employer sponsored retirement plans, trusts, charitable organizations, corporations, and business entities. Our Firm became a registered investment adviser in November 2017. Scott Hohman founded the firm and owns 100% of the firm. We are committed to helping clients build, manage, and preserve their wealth, and to provide assistance that helps clients to achieve their stated financial goals. We will offer an initial complimentary discovery meeting upon our discretion; however, investment advisory services are initiated only after you and our firm executes an Investment Management Agreement. Investment and Wealth Management and Supervision Services We manage advisory accounts on a discretionary and non-discretionary basis. For discretionary accounts, once we have determined a profile and investment plan with a client, we will execute the day-to-day transactions without seeking prior client consent. Account supervision is guided by the written profile and investment plan of the client. We primarily allocate client assets among cash, various mutual funds, exchange-traded funds (“ETFs”), , individual debt (bonds), equity securities, and where deemed appropriate we will include alternative investments, in accordance with the clients stated investment objectives. All of which are considered asset allocation categories for the client’s investment strategy. During personal discussions with clients, we determine the client’s objectives, time horizons, risk tolerance and liquidity needs. As appropriate, we also review a client’s prior investment history, as well as family composition and background. Based on client needs, we develop and document in writing, a client’s personal profile and investment plan. We then create and manage the client’s investments based on that policy and plan. Clients may impose reasonable restrictions on managing the accounts if the conditions do not impact the performance of a management strategy. It is the client’s obligation to notify us immediately if circumstances have changed with respect to their goals. Once we have determined the types of investments to be included in your portfolio and allocated them, we will provide ongoing investment review and management services. This approach requires us to periodically review your portfolio. If a discretionary relationship is in place, we will rebalance the portfolio, as we deem appropriate, to meet your financial objectives. We trade these portfolios and rebalance them based on the combination of our market views and your investment objectives, using our investment process. We tailor our advisory services to meet the needs of our clients and seek to ensure that your portfolio is managed in a manner consistent with those needs and objectives. For accounts designated as “non-discretionary,” RWA will render investment advice and recommendations, but all investment decisions will be made by you, the client. No purchase, sale, or other transaction(s) will be made with respect to any security or other assets in the Account without your authorization. You retain control over all investment decisions in your Account. You have the discretion to follow, or not to follow the investment advice provided to you by RWA. Where appropriate, we provide advice about any type of legacy position held in client portfolios. Typically, these are assets that are ineligible to be custodied at our primary custodian. Clients will engage us to advise on certain investment products that are not maintained at their primary custodian, such as variable life insurance, annuity contracts and assets held in employer sponsored retirement plans and qualified tuition plans (i.e., 529 plans). In all cases, you have a direct and beneficial interest in your securities, rather than an undivided interest in a pool of securities. We do have limited authority to direct the Custodian to deduct our investment advisory fees from your accounts, but only with the appropriate written authorization from you. You are advised and are expected to understand that our past performance is not a guarantee of future results. Certain market and economic risks exist that adversely affect an account’s performance. This could result in capital losses in your account. Envestnet’s Private Wealth Management Program Our Firm may utilize Envestnet’s Private Wealth Management Program (“Program”). We will compile pertinent financial and demographic information to develop an investment program that will meet your goals and objectives. Utilizing the Envestnet platform tools, your assets will be allocated among the different options in the Program and determine the suitability of the asset allocation and investment options, based on your needs and objectives, investment time horizon, risk tolerance and any other pertinent factors. Envestnet provides an extensive range of investment advisory services through their platform. We will be utilizing the Unified Management Account (“UMA”) program. For those clients selecting the UMA program, you are offered access to an actively managed investment portfolio chosen from a roster of independent asset managers from a variety of disciplines. Unlike a mutual fund, where the funds are commingled, a separately managed account is a portfolio of individually owned securities that can be tailored to fit your investing preferences. Envestnet will assist RWA in identifying individual asset managers and investment vehicles that correspond to the proposed asset classes and styles Envestnet or RWA may independently identify. Envestnet retains the independent asset managers for portfolio management services in connection with the UMA program through separate agreements entered into between Envestnet and these independent managers on terms and conditions that Envestnet deems appropriate. For eligible accounts on the Envestnet platform, clients may elect to enroll in the Tax and/or Impact Overlay services offered directly by Envestnet. Our Firm will provide you a Statement of Investment Selection (“SIS”). The SIS includes a recommended asset allocation and investment recommendations for each asset category. The SIS may refer to Separately Managed Accounts “SMA.” The SIS is prepared by our Firm using the Envestnet platform software applications. Among the factors considered in designing the strategy are historical rates of risk and return for various asset classes, correlation across asset classes, and risk premium. RWA will coordinate with Envestnet and recommend independent asset managers (“Sub-Managers”) who will create a separate portfolio of individual managed securities to correspond to proposed asset classes and styles for the Account. For certain asset classes or styles, we may recommend the use of mutual funds or exchange traded funds (“ETFs”) in lieu of Sub- Managers. Subject to the limitations described in your SIS and other reasonable restrictions you may place on the SMA investments, RWA has discretion to hire the selected Sub-Managers for the Account. The Sub-Managers have full authority to supervise and direct investment of assets in the SMAs without your prior approval. This investment authority includes purchases and sales of individual securities, options, and alternative investments. You may modify the information in your investment profile by contacting our Firm at any time. Changes in your investment profile may result in changes to your SIS. For certain Sub-Managers, Envestnet has entered into an agreement with the Sub-Manager. In these cases, Envestnet provides administrative and/or trading services in accordance with the instructions of the Sub-Manager. Envestnet has the authority at any time without your prior approval to hire Sub-Managers to manage the SMA and to terminate Sub-Managers and replace Sub-Managers to manage the SMA assets. We also have the authority to terminate a Sub-Manager and replace that Sub- Manager with another Sub-Manager available under the Program. We have the authority to buy, sell and exchange mutual fund shares and ETFs in the SMA without your prior approval subject to the limitations and objectives in your SIS. Our Firm may utilize Envestnet’s Fund Strategist Portfolios Program (“FSP”) most often when a client does not meet the minimum asset size in an account to qualify for the UMA minimums. When these FSPs are utilized, our Firm does not retain discretion over the holdings in the FSP portfolio. For these FSP accounts, RWA will assist the client with investment recommendations only. Ultimately, the client chooses the asset allocation or strategy and the FSP Manager will execute the transactions and/or make any changes in the account. Advisor Credit Exchange, LLC (“ACX”) Our Firm may introduce certain Clients to utilize the services of Advisor Credit Exchange, LLC (“ACX”). ACX provides the Advisor access to a proprietary platform which enables matching and pre-qualification of Clients with participating lenders based on credit criteria. ACX offers access to various loans, including non-purpose, revolving line of credits (herein “Lending Program”). In such instances, Client assets in their account[s] at the Custodian will be utilized as collateral for the loan. At no time will our Firm accept or maintain custody of a Client funds or securities, except for the limited authority as outlined in Item 15 – Custody. All Client assets will be managed within the designated account[s] at the Custodian, pursuant to the terms of the advisory agreement. Financial Planning Financial advisory services provided by us may include the analysis of your situation and assistance in identifying and implementing appropriate financial planning and investment management techniques to help you meet your specific financial objectives. Such services may include a written financial analysis and specific or general investment and/or plan- ning recommendations. In preparing your financial plan, we may address five areas of financial planning. These include financial planning, money management, tax, estate and insurance planning. Our specific services in preparing your plan may include:
• Review and clarification of your financial goals.
• Assessment of your overall financial position.
• Development of a goal-oriented investment plan.
• Facilitate the implementation, in conjunction with your estate and/or corporate attorneys as tax advisor, of an estate plan to provide for you and/or your heirs in the event of an incapacity or death.
• Assisting in the development of a retirement plan, risk management plan and suc- cession plan for your business, if applicable. Employee Sponsored Retirement Plan Services For employer-sponsored retirement plans with participant-directed investments, RWA provides its advisory services as an investment advisor as defined under Section 3(21) and 3(38) of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). When serving as an ERISA 3(21) investment advisor, the plan sponsor and RWA share fiduciary responsibility. The plan sponsor retains ultimate decision-making authority for the investments and may accept or reject the recommendations in accordance with the terms of a separate ERISA 3(21) Investment Advisor Agreement between RWA and the plan sponsor. RWA provides the following services to the plan sponsor:
• Screen investments and make recommendations.
• Monitor the investments and suggests replacement investments when appropriate.
• Provide an investment monitoring report at least annually.
• Assist the plan sponsor in developing an Investment Policy Statement (“IPS”).
• Provide a comprehensive fiduciary investment review designed to meet Plan Sponsor fiduciary responsibility and enhance the participant experience. This includes fiduciary education as requested by the Department of Labor (DOL). When serving as an ERISA 3(38) investment manager, the plan sponsor is relieved of all fiduciary responsibility for the investment decisions made by RWA. RWA is a discretionary investment manager in accordance with the terms of a separate ERISA 3(38) Investment Management Agreement between RWA and the plan sponsor. RWA’s investment management is limited in that it has the discretion solely to replace funds in plan fund lineups and initiate the transfer of existing balances to the replacements without prior approval from the client. RWA provides the following services to the plan sponsor:
• Select the investments.
• Monitor the investments, replace the investments and asset allocations when appropriate.
• Provide an investment monitoring report at least annually.
• Assist the plan sponsor in developing an Investment Policy Statement (“IPS”).
• Provide a comprehensive fiduciary investment review designed to meet Plan Sponsor fiduciary responsibility and enhance the participant experience. This includes fiduciary education as requested by the Department of Labor (DOL). Our goal in identifying the plan’s investment options is to provide a range of options that will enable plan participants to invest according to varying risk tolerances, savings time horizons or other financial goals. The plan’s investment options may consist of ETFs, CITs, mutual funds, model portfolios, or other similar investment funds. The investment funds from which our Firm will select from will be those that are available on the plan record- keeper’s investment platform. We provide Plan consulting services separately or combined. Clients may choose to use any or all these services as indicated on the Investment Advisory Agreement with our Firm. Participant Education For pension, profit sharing and 401(k) plan clients in self-directed plans, we may provide periodic educational support, electronic educational materials and investment workshops designed for the plan participants, if provided for in our agreement with the client. Topics to be discussed will be determined in conjunction with the plan sponsor and in accordance with guidelines established in ERISA Section 404(c). The educational support and investment workshops will not provide plan participants with individualized, tailored investment advice or individualized, tailored asset allocation recommendations. Consulting Our clients usually have other assets which are held away, where we are not the advisor of record or otherwise associated

with the account. In some cases, we provide clients investment advice on existing brokerage or retirement accounts, direct business with mutual funds, shares directly issued to shareholders, individual bonds, securities (including private placements) and real estate as well as insurance products such as annuities. We also provide clients investment advice on a more-limited basis on one-or-more isolated areas of concern such as estate planning, real estate, retirement planning, or any other specific topic. Additionally, we provide advice on non-securities matters about the rendering of estate planning, insurance, Medicare, real estate, and/or annuity advice or any other business advisory/consulting services for equity or debt investments in privately held businesses. In these cases, you will be required to select your own investment managers, custodian and/or insurance companies for the implementation of consulting recommendations. If your needs include brokerage and/or other financial services, we will recommend the use of one of several investment managers, brokers, banks, custodians, insurance companies or other financial professional ("Firms"). You must independently evaluate these Firms before opening an account or transacting business and have the right to effect business through any firm you choose. You have the right to choose whether to follow the consulting advice that we provide. Disclosure Regarding Rollover Recommendations We are fiduciaries under the Investment Advisers Act of 1940 and when we provide investment advice to you regarding your retirement plan account or individual retirement account, we are also fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. We have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. A client or prospect leaving an employer typically has four options regarding an existing retirement plan (and may engage in a combination of these options): (i) leave the money in the former employer’s plan, if permitted, (ii) roll over the assets to the new employer’s plan, if one is available and rollovers are permitted, (iii) rollover to an Individual Retirement Account (“IRA”), or (iv) cash out the account value (which could, depending upon the client’s age, result in adverse tax consequences). Our Firm may recommend an investor roll over plan assets to an IRA for which our Firm provides investment advisory services. As a result, our Firm and its representatives may earn an asset-based fee. In contrast, a recommendation that a client or prospective client leave their plan assets with their previous employer or roll over the assets to a plan sponsored by a new employer will generally result in no compensation to our Firm. Our Firm therefore has an economic incentive to encourage a client to roll plan assets into an IRA that our Firm will manage, which presents a conflict of interest. To mitigate the conflict of interest, there are various factors that our Firm will consider before recommending a rollover, including but not limited to: (i) the investment options available in the plan versus the investment options available in an IRA, (ii) fees and expenses in the plan versus the fees and expenses in an IRA, (iii) the services and responsiveness of the plan’s investment professionals versus those of our Firm, (iv) protection of assets from creditors and legal judgments, (v) required minimum distributions and age considerations, and (vi) employer stock tax consequences, if any. Our Firm’s Chief Compliance Officer remains available to address any questions that a client or prospective client has regarding the oversight. Wrap Fee Program We do not sponsor a wrap fee program. Assets As of December 31, 2023, our firm has a total of $199,674,818 in assets under our management. We manage $199,372,202 on a discretionary basis and $302,616 on a non- discretionary basis. ITEM–5 - FEES AND COMPENSATION Investment Management Fees and Compensation Our Firm charges a fee as compensation for providing investment management services on your account. These services include advisory services, trade entry, investment supervision, and other account-maintenance activities. Our custodian may charge custodial fees, redemption fees, retirement plan and administrative fees. See Additional Fees and Expenses below for additional details. The fees for investment management are based on an annual percentage of assets under management and are applied to the household asset value on a pro-rata basis and billed quarterly in arrears. The initial fee will be based upon the average daily balance of the partial quarter, prorated for the number of days in the quarter that your account is under our management. Thereafter, the quarterly fee will be calculated on the average daily balance of the portfolio during the calendar quarter. The average daily balance will be determined as reported by the Custodian. Fees are assessed on all assets under management, including securities, cash, and money market balances. When applicable and noted in Appendix A of the Investment Management Agreement, legacy positions will also be excluded from the fee calculation. Our tiered fee schedule for investment management is as follows: $0-$499,999 1.00% $500,000-$1,999,999 0.75% $2,000,000-$4,999,999 0.50% $5,000,000-$9,999,999 0.25% $10,000,000 and up 0.20% The specific advisory fees are set forth in your Investment Advisory Agreement. Fees may vary based on the size of the account, complexity of the portfolio, extent of activity in the account or other reasons agreed upon by us and you as the client. In certain circumstances, our fees and the timing of the fee payments may be negotiated. Unless otherwise instructed by the Client, we will aggregate related client accounts for the purposes of determining the account size and annualized fee. The common practice is often referred to as “house-holding” portfolios for fee purposes and may result in lower fees than if fees were calculated on portfolios separately. Our method of house-holding accounts for fee purposes looks at the overall family dynamic and relationship. The independent qualified custodian holding your funds and securities will debit your account directly for the advisory fee and pay that fee to us. You will provide written authorization permitting the fees to be paid directly from your account held by the qualified custodian. Further, the qualified custodian agrees to deliver an account statement to you on a quarterly basis indicating all the amounts deducted from the account including our advisory fees. Either RWA or you may terminate the management agreement immediately upon written notice to the other party. The management fee will be pro-rated to the date of termination, for the quarter in which the cancellation notice was given and the unearned fee billed to you. Upon termination, you are responsible for monitoring the securities in your account, and we will have no further obligation to act or advise with respect to those assets. For clients whose agreements terminate due to death, Resolute Wealth will waive any earned fees that have not been billed as of the date of death. Envestnet’s Private Wealth Management Program The Envestnet Program Fee is calculated by applying the applicable annual fee schedule in the SIS to the asset value of the Account assets invested in a Program option. The value of the Account assets is determined quarterly on an Account-by-Account basis and not in the aggregate. The initial Program Fee will equal (on an annualized basis) the percentage (as set forth in the fee schedule in the SIS) of the fair market value of the Account in the applicable category. In addition to the investment management fee, Envestnet’s program will not exceed 0.75%. RWA or Envestnet will instruct the Account custodian to deduct the Program Fees from the Account(s). The Program Fee is debited from an Account(s) on a quarterly basis in advance. You are responsible for verifying the accuracy of the Program Fee calculation. Envestnet receives a portion of the Program Fee for the investment management and/or administrative services it provides to the Accounts. Fees due Sub- Managers and any third-party service providers retained by Envestnet in connection with the Program are paid by Envestnet. The amount of the Program Fees that are billed for providing investment advisory and/or management services to an Account varies depending upon the type of Account, the number of Sub-Managers used in an SMA, the number of model portfolios utilized, and in some cases the trading activity in the Account. Employee Sponsored Retirement Plan Fees We charge an annual fee as negotiated with the client and disclosed in the Employer Sponsored Retirement Plans Investment Advisory Agreement. The compensation method is explained and agreed upon in advance before any services are rendered. Fees for Retirement Plans are as follows: First $999,999 0.75% $1,000,000-$3,999,999 0.35% $4,000,000-$7,999,999 0.25% $7,000,000-$9,999,999 0.20% Amounts Over $10,000,000 0.15% Plan advisory services begin with the effective date of the Investment Advisory Agreement, which is the date you sign the Investment Advisory Agreement. For that calendar month or quarter, fees will be adjusted pro rata based upon the number of calendar days in the calendar month or quarter that the Agreement was effective. Our fee is generally billed in arrears on the last business day of the calendar month or quarter, as indicated on the Advisory Agreement Appendix A and as agreed to by the Custodian of the Plan. For Plans where our fee is billed to the custodian, the fee is deducted directly from the participant accounts. Written authorization permitting us to be paid directly from the custodial account is outlined in the Investment Advisory Agreement. Either party may terminate the Investment Advisory Agreement at any time upon immediate notice. You are responsible to pay for services rendered until the termination of the agreement. We never receive prepayment of more than $1,200 in fees per client, six (6) or more months in advance of providing any services. Advisor Credit Exchange, LLC (“ACX”) Fees RWA does not receive a referral fee for each loan referred through ACX. Our Firm may refer Clients to a Lending Program, as detailed in Item 4 - Advisory Services. However, you are not required to use ACX and may select any lender of your choosing. Additionally, our Firm is entitled to receive investment advisory fees for managing the collateralized assets in the Client account(s). Clients are not obligated to engage our firm for the Lending Program. For additional information related to the risks involved non-purpose loans and lines of credit, please see Item 8 - Methods of Analysis, Investment Strategies and Risk of Loss. Financial Planning & Consulting Fees Our firm also provides financial plans consistent with your individual financial and risk/reward objectives and consulting services. Planning may focus on investments, insurance, taxes and/or estate plans. Our fixed fees range from $2,500 to $15,000. Fees are negotiable. Any fees agreed to will be documented in writing and acknowledged with the client’s signature. We may collect a portion of the estimated fee in advance as a retainer and will bill for actual hours in arrears of the project. The fee for a financial plan is a one-time service. You are encouraged to update financial plans on an annual basis. Our fee for a financial plan is in addition to commissions, advisory fees and consulting fees to be received for implementing any recommendations made under the plan. Fees more than $1,200 are not collected for services to be performed more than six months in advance. The agreement may be terminated by either party at any time. Notice may be communi- cated by electronic mail or phone and confirmed in writing. A refund of the unearned fees will be made based on time and effort expended before termination. The Agree- ment terminates upon delivery of the financial plan or the completion of the project. Af- ter the financial plan has been delivered or the consulting project completed, no refunds will be made, and all fees are due and payable. Administrative Services We have contracted with Tamarac to utilize a technology platform to support data reconciliation, performance reporting, fee calculation and billing, research, client database maintenance, quarterly performance evaluations, payable reports, web site administration, trading platforms, and other functions related to the administrative tasks of managing client accounts. Due to this arrangement, Tamarac will have access to client accounts, but will not serve as an investment advisor to our clients. RWA and Tamarac are non-affiliated companies. Our Firm pays an annual fee for each account administered by Tamarac. Please note that the fee charged to the client will not increase due to the annual fee RWA pays to Tamarac, the annual fee is paid from the portion of the management fee retained by RWA. There may be a possibility for price or account value discrepancies due to quarter-end transactions in an account. Dividends or trade date settlements may occur, and our third- party billing software may report a slight difference in account valuation at quarter end compared to what is reported on your statement from the Custodian. Our firm has the ability to produce billing summaries, which can be provided upon request. Additional Fees and Expenses In addition to the advisory fees paid to our Firm, clients may also incur certain charges imposed by other third parties, such as broker-dealers, custodians, trust companies, banks and other financial institutions (collectively “Financial Institutions”). These additional charges may include securities, transaction fees, custodial fees, fees charged by the Independent Managers, charges imposed directly by a mutual fund or ETF in a client’s account, as disclosed in the fund’s prospectus (e.g., fund management fees and other fund expenses), deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities transactions. RWA’s brokerage practices are described at length in Item 12, below. Neither our Firm nor its supervised persons accept compensation for the sale of securities or other investment products. Further, our firm does not share in any of these additional fees and expenses outlined above.