Item 5 - Additional Compensation ............................................................................................................................. 4 Item 6 - Supervision ........................................................................................................................................................ 4 Item 7 - Requirements for State-Registered Advisors ...................................................................................... 5 Firm Description Riley Private Client LLC (“RPC”) was founded and began offering advisory services in 2020. Marsha Riley is 67% owner, Francine Barrett and Michael Cohen are each 16.5% owners. Marsha Riley, Francine Barrett and Michael Cohen will not offer advisory services. Douglas Jones is the Chief Compliance Officer. Types of Advisory Services ASSET MANAGEMENT RPC offers comprehensive asset management services on a wrap fee basis described in Appendix A. FINANCIAL PLANNING and CONSULTING A comprehensive evaluation of an investor's current and future financial state will be provided by using currently known variables to predict future cash flows, asset values and withdrawal plans. RPC will use current net worth, tax liabilities, asset allocation, and future retirement and estate plans in developing financial plans. Typical topics reviewed in a financial plan may include but are not limited to:
• Financial goals: Based on an individual's or a family's clearly defined financial goals, including funding a college education for the children, buying a larger home, starting a business, retiring on time or leaving a legacy. Financial goals should be quantified and set to milestones for tracking.
• Personal net worth statement: A snapshot of assets and liabilities serves as a benchmark for measuring progress towards financial goals.
• Cash flow analysis: An income and spending plan determines how much can be set aside for debt repayment, savings and investing each month.
• Retirement strategy: A strategy for achieving retirement independent of other financial priorities. Including a strategy for accumulating the required retirement capital and its planned lifetime distribution.
• Comprehensive risk management plan: Identify all risk exposures and provide the necessary coverage to protect the family and its assets against financial loss. The risk management plan includes a full review of life and disability insurance, personal liability coverage, property and casualty coverage, and catastrophic coverage.
• Long-term investment plan: Include a customized asset allocation strategy based on specific investment objectives and a risk profile. This investment plan sets guidelines for selecting, buying and selling investments and establishing benchmarks for performance review.
• Tax reduction strategy: Identify ways to minimize taxes on personal income to the extent permissible by the tax code. The strategy should include identification of tax- favored investment vehicles that can reduce taxation of investment income.
• Estate preservation: Help update accounts, review beneficiaries for retirement accounts

and life insurance, provide a second look at your current estate planning documents, and prompt you to update your plan when the legal environment changes or you have major life events such as a marriage, death, or births. If a conflict of interest exists between the interests of RPC and the interests of the Client, the Client is under no obligation to act upon RPC’s recommendation. If the Client elects to act on any of the recommendations, the Client is under no obligation to effect the transaction through RPC. Financial plans will be completed and delivered inside of 30 days contingent upon timely delivery of all required documentation. THIRD PARTY MANAGERS When deemed appropriate for the Client, we may recommend that Clients utilize the services of a Third Party Manager (TPM) to manage a portion of, or your entire portfolio. All TPMs that we recommend must either be registered as investment advisers with the Securities and Exchange Commission or with the appropriate state authority(ies). After gathering information about your financial situation and objectives, an investment advisor representative of our firm will make recommendations regarding the suitability of a TPM or investment style based on, but not limited to, your financial needs, investment goals, tolerance for risk, and investment objectives. Upon selection of a TPM(s), we will monitor the performance of the TPM(s) to ensure their performance and investment style remains aligned with your investment goals and objectives. In such circumstances, RPC receives referral fees from the TPM. We act as the liaison between the Client and the TPM in return for an ongoing portion of the advisory fees charged by the TPM. We help the Client complete the necessary paperwork of the TPM, provides ongoing services to the Client. Ongoing services include but are not limited to: 1. Meet with the Client to discuss any changes in status, objectives, time horizon or suitability; 2. Update the TPM with any changes in Client status which is provided to RPC by the Client; 3. Review the statements provided by the TPM; and 4. Deliver the Form ADV Part 2, Privacy Notice and Referral Disclosure Statement of the TPM to the Client. RPC will provide the TPM with any changes in Client status as provided to us by the Client and review the quarterly statements provided by the TPM. RPC will deliver the Form ADV Part 2, Privacy Notice and Referral Disclosure Statement of the TPM. Clients placed with TPM will be billed in accordance with the TPM’s Fee Schedule which will be disclosed to the Client prior to signing an agreement. This is detailed in Item 10 of this brochure. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each Client are documented in our Client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written Client consent. Wrap Fee Programs RPC sponsors a wrap fee program, for details, see our Form ADV Part 2A, Appendix 1. A portion of the fees received by RPC are a result of services offered in our wrap program. Client Assets under Management RPC has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $61,885,177 $3,009,701 12/31/2023