9AT: HAYDEN CAPITAL

Adviser Profile

As of Date	07/19/2025
Registration status	Registration Changed to HAYDEN CAPITAL LLC
ADV Location	NEW YORK, NY, United States
Contact Info	513 xxxxxxx
Websites

AUM^*	60,921,229 48%
of that, discretionary	60,921,229 48%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	475,947 61%
% High Net Worth	76.11% -2%
SMA’s	No
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EVOLUTIONARY TREE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM91.7m	#Funds-
Adviser REGENTS PARTNERS, LLC	Hedge Fund66.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV66.4m	AUM201.2m	#Funds6
Adviser NINEPOINTTWO CAPITAL LLC	Hedge Fund168.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV168.4m	AUM314.8m	#Funds1
Adviser SEAMANS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund76.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund25.1m	Total Private Fund GAV101.7m	AUM170.7m	#Funds7
Adviser E. MAGNUS OPPENHEIM & CO. INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.5m	#Funds-
Adviser PACIFIC POINT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM389.6m	#Funds1
Adviser O'SHAUGHNESSY ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM19.8b	#Funds-
Adviser DUMONT GLOBAL LP	Hedge Fund25.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV25.0m	AUM111.0m	#Funds1
Adviser STRATEGIC INTERNATIONAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM176.9k	#Funds-
Adviser BRAINVEST WEALTH MANAGEMENT LLC	Hedge Fund626.1k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV626.1k	AUM690.9m	#Funds1

Brochure Summary

Overview

Item 5: Additional Compensation ........................................................................................... 26 Item 6: Supervision .................................................................................................................. 26 A. Description of the Advisor Firm Hayden Capital, LLC (“Hayden Capital”, “Hayden”, “Adviser”, “we”, “us” or the “Firm”) is a Limited Liability Company organized in the State of New York. The firm was formed in July 2015, and the principal owner is Fred Liu. B. Types of Advisory Services Hayden Capital provides investment advisory services, also known as portfolio management services, to clients. Hayden Capital offers discretionary direct asset management services to advisory clients, primarily through a separately managed account platform. Client accounts are held at an independent, third- party, qualified custodian (See Item 12 for additional information). We do not provide financial planning services and we do not advise in the selection of other investment advisers. Our portfolio strategies are generally limited to investments in domestic and international common stocks, preferred stocks, investment-grade and non-investment grade corporate bonds, U.S. Government and agency securities, convertible securities, derivative securities, real estate investment trusts, commodity futures,

structured instruments and open and closed-end investment companies. In this regard, Hayden Capital is not registered as a commodity pool operator or commodity trading advisor pursuant to the exemptions set forth, respectively in Regulations §§4.13(a)(3) and 4.14(a)(8) promulgated under the Commodity Exchange Act. C. Client Tailored Services and Client Imposed Restrictions While generally Hayden Capital does not tailor its portfolio management services to the individual needs of our clients, Hayden Capital will work with separate account clients to accommodate client- specific investment restrictions upon request. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent Hayden Capital from properly servicing the client account, or if the restrictions would require Hayden Capital to deviate from its standard suite of services, Hayden Capital reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor/client pays one stated fee that includes management fees, transaction costs, fund expenses, and other administrative fees. Hayden Capital does not participate in any wrap fee programs. E. Assets Under Management As of February 26, 2024, Hayden Capital had approximately $41.1 million of assets under management. All client accounts are managed on a discretionary basis.

HAYDEN CAPITAL

HAYDEN CAPITAL

HAYDEN CAPITAL LLC

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HAYDEN CAPITAL HAYDEN CAPITAL HAYDEN CAPITAL LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

HAYDEN CAPITAL

HAYDEN CAPITAL

HAYDEN CAPITAL LLC