9AT: E. MAGNUS OPPENHEIM & CO. INC.

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 08/30/1978
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	9,510,538 -85%
of that, discretionary	9,510,538 -85%
Number of Employees	1 -50%
of those in investment advisory functions	1
Private Fund GAV^*	0 -100%
Avg Account Size	1,358,648 96%
% High Net Worth	36.36% 41%
SMA’s	Yes
Private Funds	0 1

Adviser Type

- No longer eligible

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser KENMAR PREFERRED INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM31.4m	#Funds-
Adviser MOTILAL OSWAL CAPITAL LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund116.1m	Total Private Fund GAV116.1m	AUM116.1m	#Funds1
Adviser EQUALIZE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund10.8m	Total Private Fund GAV10.8m	AUM39.5m	#Funds1
Adviser SOUTH STREET CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM92.0m	#Funds-
Adviser SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund100.4m	Total Private Fund GAV100.4m	AUM100.6m	#Funds4
Adviser JUPITER ASSET MANAGEMENT US LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM20.9m	#Funds-
Adviser BLUE HERON INFRASTRUCTURE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM43.7m	#Funds-
Adviser CAPITOLIS ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.5b	#Funds-
Adviser GMAG MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM47.2m	#Funds-
Adviser RADIANT GLOBAL INVESTORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM53.3m	#Funds-

Brochure Summary

Overview

E. Magnus Oppenheim & Co., Inc. (EMO) (www.emagnus.com) has been a trusted advisor to individual investors, institutions, trusts, charitable foundations, and pension plans for over forty years. Incisive research, exemplary customer service and attention to detail are the hallmarks of our company since its beginnings. Founded in 1971 by E. Magnus Oppenheim and based in New York City, E. Magnus Oppenheim & Co., Inc. is committed to building strong relationships, many of which include third‐ and fourth‐generation clients. The Firm was acquired by Parsonex Enterprises, Inc. in January 2023 and is now a wholly owned Parsonex company. Parsonex is led by their founder, President and CEO, Jonathan Miller, an Accredited Wealth Management Advisor (AWMA®) with a passion for helping clients. Salma Abdulla, CFA, CMT Portfolio Manager / Managing Director Salma joined the firm in 2005 and is responsible for equity research and portfolio management. Prior to joining E. Magnus Oppenheim & Co., Inc., Salma was a Proprietary Futures Trader at Penson GHCO, a clearing member of the Chicago Board of Trade. Salma received a Master of Science

degree from the London School of Economics and Political Science (2003) and earned a Bachelor of Commerce degree from McGill University (2002). She holds the Chartered Financial Analyst (CFA) and Chartered Market Technician (CMT) designations, as well as the FINRA Series 7 and 24 registrations. Lonette Durrant Administrator Lonette joined E. Magnus Oppenheim & Co., Inc. in 2008 as an Administrator. Previously, she had nine years of experience as an Administrator with Kaufmann/Kozuch Associates / AXA Advisors and MSL Financial Services. Lonette received a Certificate in Accounting Principles from Bernard M. Baruch College in 2016. Lonette is currently pursuing a Bachelor of Arts degree at Bernard M. Baruch College. E. Magnus Oppenheim Former President and Chief Investment Officer Mr. Oppenheim founded the predecessor to E. Magnus Oppenheim & Co., Inc. in 1971. He was also President of E.M.O. Asset Management, Inc., the General Partner of the E.M.O. Sterling Return LT Fund. Mr. Oppenheim’s involvement in equity research and portfolio management spanned five decades. He passed away in the Summer of 2019.

E. MAGNUS OPPENHEIM & CO. INC.

E. MAGNUS OPPENHEIM & CO. INC.

E. MAGNUS OPPENHEIM & CO.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

E. MAGNUS OPPENHEIM & CO. INC. E. MAGNUS OPPENHEIM & CO. INC. E. MAGNUS OPPENHEIM & CO.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

E. MAGNUS OPPENHEIM & CO. INC.

E. MAGNUS OPPENHEIM & CO. INC.

E. MAGNUS OPPENHEIM & CO.