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Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 08/30/1978
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 9,510,538 -85%
of that, discretionary 9,510,538 -85%
Number of Employees 1 -50%
of those in investment advisory functions 1
Private Fund GAV* 0 -100%
Avg Account Size 1,358,648 96%
% High Net Worth 36.36% 41%
SMA’s Yes
Private Funds 0 1

Adviser Type

- No longer eligible

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

85M 73M 61M 49M 36M 24M 12M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary