Adviser Profile

As of Date 07/12/2025
Registration status Terminated
ADV Location SANTA BARBARA, CA, United States
Contact Info 833 xxxxxxx
Websites
AUM* 7,425,381,304
of that, discretionary 1,423,556,898
Number of Employees 9 -31%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 7,153,547 -93%
% High Net Worth 10.02% -90%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Banking or thrift institutions
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

6B 5B 4B 3B 3B 2B 857M
2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees