Adviser Profile

As of Date 01/20/2026
Registration SEC, Approved, 05/13/2021
Other registrations (5)
ADV Location EUREKA, CA, United States
Contact Info 707 xxxxxxx
Websites
AUM* 151,840,000 11%
of that, discretionary 0
Number of Employees 4 -20%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 162,744 11%
% High Net Worth 0.30% 41%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

152M 130M 108M 87M 65M 43M 22M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary