Adviser Profile

As of Date 08/18/2026
Registration SEC, Approved, 02/26/2021
Other registrations (7)
Contact Info 610 xxxxxxx
Websites
AUM* 135,002,387 41%
of that, discretionary 135,002,387 41%
Number of Employees 2 -50%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 304,746 34%
% High Net Worth 27.15% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

135M 116M 96M 77M 58M 39M 19M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker85207H104 Stock NameSPROTT PHYSICAL GOLD TR UNIT $ Position$21,523,923 % Position18.00% $ Change229.00% # Change217.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR ETF ISHARES NEW $ Position$15,438,808 % Position13.00% $ Change # Change
Stck Ticker502431109 Stock NameL3HARRIS TECHNOLOGIES INC $ Position$10,259,914 % Position9.00% $ Change # Change
Stck Ticker85207K107 Stock NameSPROTT PHYSICAL SILVER TRUST UNIT $ Position$7,615,335 % Position6.00% $ Change # Change
Stck TickerN53745100 Stock NameLYONDELLBASELL INDUSTRIES AF SCA CLASS A $ Position$6,741,346 % Position6.00% $ Change # Change
Stck Ticker464288760 Stock NameISHS US AERO & DEF ETF $ Position$7,461,588 % Position6.00% $ Change # Change
Stck Ticker46428Q109 Stock NameI SHARES SILVER TR ETF $ Position$5,624,778 % Position5.00% $ Change # Change
Stck Ticker37954Y871 Stock NameGLOBAL X FDS ETF GLOBAL X URANIUM ETF $ Position$6,127,854 % Position5.00% $ Change # Change
Stck Ticker74348A210 Stock NamePROSHARES TR ETF SHORT RUSSELL 2000 NEW $ Position$5,969,058 % Position5.00% $ Change # Change
Stck Ticker00162Q452 Stock NameALPS TR ETF ALERIAN MLP NEW $ Position$4,952,911 % Position4.00% $ Change # Change

Brochure Summary