Item 5: Additional Compensation ..........................................................................................................14 Item 6: Supervision .....................................................................................................................................15 Item 1: Cover Page Supervised Person Brochure .................................................................... 16 Part 2B of Form ADV .......................................................................................................................... 16 Item 2: Education Background and Business Experience ...................................................17 Item 3: Disciplinary Information ......................................................................................................17 Item 5: Additional Compensation .....................................................................................................17 Item 6: Supervision ..................................................................................................................................18 Firm Description Mattson Financial Services, LLC, (“MFS”) was founded in 2010. Mr. Gary Mattson is 90% owner. Mrs. Laurel Steward, Mr. Taylor Steward, Mr. Corey Davis and Mr. Gerald Green each own 2.5%. MFS is a fee based financial planning and investment management firm. The firm does not sell annuities, insurance, stocks, bonds, mutual funds, limited partnerships, or other commissioned products. The firm’s Managing Partner is affiliated with entities that sell insurance products. MFS does not act as a custodian of Client assets. An evaluation of each Client's initial situation is provided to the Client, often in the form of a net worth statement or risk analysis. Periodic reviews are also communicated to provide reminders of the specific courses of action that need to be taken. More frequent reviews occur but are not necessarily communicated to the Client unless immediate changes are recommended. Other professionals (e.g., lawyers, accountants, insurance agents, etc.) are engaged directly by the Client on an as-needed basis. Conflicts of interest will be disclosed. Types of Advisory Services ASSET MANAGEMENT - SUB-ADVISOR MANAGED ACCOUNTS MFS has legacy clients placed with Brookstone Capital Management, LLC (formerly FormulaFolio Investments) for asset management services. No new clients will be placed under this arrangement. CO-ADVISOR MFS has entered into a Co-Advisor relationship with Gradient Investments, LLC (GI). MFS will provide information to each Client regarding the services offered by GI as the portfolio manager. MFS will assist the Client to determine the appropriate model selection based on the Client’s investment objectives and risk tolerance. MFS will have full discretion on an ongoing

basis to select suitable models to maintain Client’s risk tolerance. MFS will share in the management fees charged by GI as described in Item 5 of this brochure. FINANCIAL PLANNING AND CONSULTING MFS offers Financial consulting services to help Clients with most aspects of their investments and financial condition. Consulting services will continue from year to year unless cancelled in writing by either party. Client may terminate the Agreement within five (5) days without obligation. Consultation services will include the following:
• Initial meeting (in person or virtual) – up to two hours
• Follow up meeting to deliver and discuss initial recommendations – up to two hours
• Ongoing income planning, tax planning, portfolio changes
• Follow up meeting approximately every 6 months to check on progress and adjust recommendations as life, financial or otherwise, continues to evolve – up to 60 minutes
• Regular accountability check-in emails to help Client stay on track available upon request
• Phone or email access to answer questions The consultation may include, but is not limited to: budgeting and cash flow; retirement income planning; estate preservation; debt consolidation; goal planning and progress tracking; employer benefits review; 401(k) investment recommendations and insurance needs and analysis. Implementation of the recommendations is at the discretion of the Client. The scope of work and fee for an Advisory Service Agreement is provided to the Client in writing prior to the start of the relationship. ASSETS HELD AWAY MFS uses a third party platform to facilitate management of held away assets such as defined contribution plan participant accounts, with discretion. The platform allows us to avoid being considered to have custody of Client funds since we do not have direct access to Client log-in credentials to affect trades. We are not affiliated with the platform in any way and receive no compensation from them for using their platform. A link will be provided to the Client allowing them to connect an account(s) to the platform. Once Client account(s) is connected to the platform, MFS will review the current account allocations. When deemed necessary, MFS will rebalance the account considering client investment goals and risk tolerance, and any change in allocations will consider current economic and market trends. The goal is to improve account performance over time, minimize loss during difficult markets, and manage internal fees that harm account performance. Client account(s) will be reviewed at least quarterly and allocation changes will be made as deemed necessary. SEMINARS AND WORKSHOPS MFS holds seminars and workshops to educate the public on different types of investments and the different services they offer. The seminars are educational in nature and no specific investment or tax advice is given. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each Client are documented in our Client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written Client consent. Wrap Fee Programs MFS does not participate in wrap fee programs. Client Assets Under Management MFS has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $264,252,682 $0 10/31/23