Overview
Peachtree Wealth Advisors, Inc. (hereinto referred to as “PWA”), founded in 2004 by principals
Jonathan Lindvig and David Frank, provides customized investment advisory services to
clients in connection with establishing and monitoring of client investment objectives, risk
tolerance, asset allocation goals and time horizon. Clients have the opportunity to place
reasonable restrictions or constraints on the way their account is managed; however, such
restrictions may affect the composition and performance of an individual client's portfolio. For
these reasons, performance of the portfolio may not be identical with the average client at
PWA.
Asset Management
As a part of advisory services, PWA may prepare a written financial plan and provide
professional consultation as appropriate. Financial plans are based on information provided
by the client. Client assumes full responsibility for implementation of the plan. All fees will be
agreed upon prior to services being rendered. The services provided may include but would
not be limited to the following:
Retirement Planning Analysis
Preparation of Annual Net Worth Statement
Preparation of Cash Flow Statement
Education Planning
Performance Reporting
Review of Current Investments
Insurance Analysis and Planning
PWA may internally manage assets or recommend the third party asset management services
of a third party money manager, who may provide ongoing portfolio management services for
some of our clients. PWA offers these services based on the individual goals, objectives, time
horizon, and risk tolerance of each client. If it is determined that the portfolio management
services offered by a third party asset manager are in the best interest of the client, PWA will
utilize the third party money manager to manage the client assets.
Pension Consulting Services
PWA provides pension consulting services
separately or in combination. These services
may include: Plan Design, Designing the Investment Lineup, Administration of the Plan,
Service, Education or Fiduciary Support.
We will meet with the client to discuss the major plan goals, identify the key employees,
options for contributions and income tax considerations. PWA will determine an
appropriate investment strategy that reflects the plan sponsor's stated investment
objectives for management of the overall plan. PWA will design an investment lineup that
meets the plan sponsor’s goals and objectives and will monitor the investments for potential
changes.
Company-Sponsored Retirement Plan Consulting Services
PWA provides company-sponsored retirement plan consulting services (hereinafter called
“retirement plan consulting services”). These services may include plan design, investment
lineup selection and monitoring, plan administration support, education, co-fiduciary
support, and benchmarking.
We will meet with the client to discuss the major plan goals, identify key employees,
evaluate employer contribution options, and analyze income tax considerations. PWA will
assist with the development of an appropriate investment strategy that reflects the plan
sponsor’s stated investment objectives for management of the plan. PWA will design an
investment lineup that meets the plan sponsor’s goals and objectives and will monitor the
investments for potential changes.
As of March 5, 2024 PWA assets under management total $275,580,219. Financial advisors
at PWA are also registered representatives of Arkadios Capital, a broker-dealer registered with
FINRA. Accounts utilizing Arkadios Capital as broker-dealer facilitate transactions on a
commission basis and are not included in the PWA advisory business assets under
management. PWA manages all accounts in the same manner regardless of the account type.