A. Description of the Advisory Firm Split Rock Private Trading and Wealth Management LLC is a limited liability company organized in Minnesota. This firm has been in business since January 6, 2010, and the principal owners are Tyler Allen Kocon and Mark Joseph Cool. B. Types of Advisory Services Split Rock Private Trading and Wealth Management LLC (hereinafter “SRPT”) offers the following services to advisory clients: Investment Supervisory Services SRPT provides investment advice to clients based on a separately managed account (SMA) basis. SRPT offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. SRPT assist the client in constructing an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels). SRPT then seeks to construct a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring SRPT evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. SRPT will require discretionary authority from clients in order to select securities and execute transactions without permission from the client prior to each transaction. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. SRPT will also make available its portfolio models to Interactive Advisors. This relationship will be memorialized in a contract between SRPT and Interactive Advisors. SRPT may from time to time determine that an investment in a product or service offered by us, advised by us or by a company affiliated with us is consistent

with a client's financial situation or the recommendation. In addition, a client may decide, at the client's own independent discretion, to purchase financial products offered by, managed by or through us or an affiliated company. In such circumstances, one of our advisors may receive investment advisory fees as the adviser to such products, including the investments in the North Shore Equity Rotation ETF (ticker; KOOL) in addition to compensation for investment management or financial planning. . Services Limited to Specific Types of Investments SRPT does not limit its investment advice and/or money management to specific types of investments or securities. SRPT may use a variety of securities to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions SRPT offers the same suite of services to all of its clients. However, specific client investment approaches and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions, to be documented in the Investment Policy Statement, on investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent SRPT from properly servicing the client account, or if the restrictions would require SRPT to deviate from its standard suite of services, SRPT reserves the right to end the relationship. D. Wrap Fee Programs SRPT does not participate in any wrap fee programs. E. Amounts Under Management SRPT has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $218,050,354.00 $6,462,650.00 December 2023