Overview
Who We Are
Orion Capital Management LLC (referred to as “we,” “our,” “us,” or “Orion”), has been registered as an
investment advisor since June 2002. Our principal is Peter C. Thoms, CFA, Managing Member.
Services We Offer
Investment Management
We provide customized portfolio management for our advisory clients.
We employ a broad range of financial instruments to pursue our clients’ objectives, including, but not
limited to, individual common and preferred stocks, exchange-traded funds, convertible stocks or bonds,
mutual funds, closed-end stock and fixed income funds, REITS, options, warrants, rights and currency
instruments as well as corporate, municipal and government bonds, notes and bills. For our accredited
clients we may also employ the use of options and shorting of securities.
We devise, construct and manage for each client a customized portfolio that is suitable for his/her goals
and financial circumstances. When a new client hires us, we have an initial discussion with the client to
determine a mutually agreeable and appropriate investment strategy. We then consult regularly with our
client to ensure that our strategy and asset allocation remain suitable and desirable. We make strategy and
asset allocation changes as needed.
Our clients have the authority to restrict us from investing
in certain types of securities.
We do not provide portfolio management services to a wrap fee program.
Financial Planning
In addition to our investment advisory services, we also offer financial planning.
We provide financial planning services on topics such as retirement planning, tax planning, risk
management, college savings, cash flow, debt management, work benefits, and estate and incapacity
planning.
In delivering our financial planning services, we do a detailed evaluation of a client's current and future
financial state by using currently known variables to project future cash flows, asset values and
withdrawal plans. Through the financial planning process, all questions, information and analysis will be
considered as they affect and are affected by the entire financial and life situation of the client. Clients
desiring a financial plan will receive a written or an electronic report that provides the client with a
detailed financial plan designed to achieve his or her stated financial goals and objectives. As time passes
and client circumstances change, we monitor the plan and recommend changes and/or updates to the plan.
Assets Under Management
As of December 31, 2023, we managed assets of $218.2 million on a discretionary basis and $0.3 million
on a non-discretionary basis.