Adviser Profile

As of Date 09/10/2026
Registration SEC, Approved, 06/19/2020
Other registrations (1)
Contact Info 888 xxxxxxx
Websites
AUM* 24,000,000 4%
of that, discretionary 24,000,000 100%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 240,000 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Multi-state adviser

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

23M 20M 16M 13M 10M 7M 3M
2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees