Overview
Our Firm
Monarch Wealth Strategies (referred to as “we,” “our,” or “MWS”), is a registered investment advisor legally
bound by the fiduciary standard when serving clients. This means that we will always act in our clients’ best
interest. Our firm was established in 2008 and is owned by Aaron Clark through his trust.
Wealth Management Services
MWS provides wealth management services to its clients on a discretionary basis. When we manage client assets
on a discretionary basis, we execute securities transactions for clients without having to obtain specific client consent
prior to each transaction. Discretionary authority is limited to investments within a client’s managed accounts.
However, clients may impose restrictions on investing in certain securities or types of securities.
Wealth Management Services include, among other things, providing advice pertaining to asset allocation, tax
loss harvesting, asset location, rebalancing, distribution planning, and specific investment selection, as well
as the ongoing monitoring and management of client assets. Our firm relies on the stated objectives of the
client and considers the client’s risk profile and financial status prior to making any recommendations.
MWS does not participate in wrap fee programs by providing portfolio management or any other services.
Financial Planning & Consulting Services
MWS provides financial planning and consulting services that are consistent with the client's objectives,
goals and
financial status. Services may include providing advice and information in the areas of personalized investment
management, retirement planning, tax planning, education planning, major purchases planning, business
succession, insurance needs, budgeting, estate planning and qualified retirement plan reviews.
A conflict of interest is created whenever MWS or an associated person of MWS recommends products or
services to a client for which we or an associated person receives compensation. However, MWS clients are
under no obligation to act upon any recommendations of MWS.
Financial Institution Consulting Services
MWS provides investment consulting services to broker-dealer customers (“Brokerage Customers”) of Mutual
Securities, Inc. (“Mutual Securities”), a broker-dealer, member of the Financial Industry Regulatory Authority, Inc.
("FINRA") and the Securities Investor Protection Corporation (“SIPC”). Brokerage Customers provide written
consent to receive the consulting services of and have entered into a written advisory agreement with MWS.
A conflict of interest is created whenever MWS or an associated person of MWS recommends products or
services to a client for which we or an associated person receives compensation. However, MWS clients are
under no obligation to act upon any recommendations of MWS.
Assets Under Management
As of December 31, 2023, MWS manages $336,787,014 in client assets on a discretionary basis.