Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 10/24/2007
ADV Location ITHACA, NY, United States
Contact Info 607 xxxxxxx
Websites
AUM* 654,434,441 33%
of that, discretionary 654,434,441 33%
Number of Employees 5 -17%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 495,034 24%
% High Net Worth 35.86% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

654M 561M 467M 374M 280M 187M 93M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$28,626,128 % Position8.00% $ Change11.00% # Change-3.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$20,907,922 % Position6.00% $ Change21.00% # Change5.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$20,046,210 % Position5.00% $ Change14.00% # Change0.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$11,597,213 % Position3.00% $ Change5.00% # Change-9.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$9,686,283 % Position3.00% $ Change23.00% # Change0.00%
Stck Ticker890110109 Stock NameTOMPKINS FINL CORP $ Position$11,147,846 % Position3.00% $ Change16.00% # Change-3.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$6,125,949 % Position2.00% $ Change12.00% # Change-3.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$5,807,937 % Position2.00% $ Change16.00% # Change2.00%
Stck Ticker084670108 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$6,739,650 % Position2.00% $ Change4.00% # Change0.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$8,306,070 % Position2.00% $ Change43.00% # Change-5.00%

Brochure Summary